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2021073072701 Scott Michael Bremus CRD 4073006 AWC vr (2023-1699229999803).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021073072701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Scott Michael Bremus (Respondent) Former General Securities Representative CRD No. 4073006 Pursuant to FINRA Rule 9216, Respondent Scott Michael Bremus submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

CIIA

Chartered International Insurance Advisor (CIIA)

Designation Essentials
Status Currently offered and recognized by the issuing organization
Issuing Organization Inter-American Institute of Insurance
Qualification and Training Requirements
Prerequisites

Three years of industry experience

Designation Training Requirements

Eight training courses, online or in-person

Designation Exam Type

Proctored, closed book, final course exams

Continuing Education Requirements

10 hours every two years

Verification and Complaints
Online Designation Resource

Online at Professional Designation Check

Investor Complaint Process

Submit complaints online at File a Complaint

Published List of Disciplined Designees

Online at Disciplined Individuals by Country