2023078346601 Robert L. Jones CRD 2771452 AWC vr (2023-1699229999807).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2023078346601
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Robert L. Jones (Respondent)
Former General Securities Representative
CRD No. 2771452
Pursuant to FINRA Rule 9216, Respondent Robert L. Jones submits this Letter of Acceptance,
Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations described below.