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SE-AWMA

Sports and Entertainment Accredited Wealth Management Advisor (SE-AWMA)

Designation Essentials
Status Currently offered and recognized by the issuing organization
Issuing Organization College for Financial Planning – a Kaplan Company
Qualification and Training Requirements
Prerequisites

None

Designation Training Requirements

Online, self-study SE-AWMA course and exam to be completed within 120 days of receiving program access; instructor-led option based on availability

Designation Exam Type

Online, closed-book final exam

Continuing Education Requirements

16 hours every two years

Verification and Complaints
Online Designation Resource

Online at Find a Financial Advisor

Investor Complaint Process

Complete complaint form, and send it via mail to the College for Financial Planning, Attn: Ethical Conduct Committee, 9000 E. Nichols Ave, Ste 200, Centennial, CO 80112, or fax to 602-626-2466.

Published List of Disciplined Designees

Online under Standards of Conduct - Disciplinary Actions

2022075150801 Jilena Yuen-Mok CRD 6115674 AWC vr (2023-1702599600737).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022075150801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jilena Yuen-Han Mok (Respondent) General Securities Representative CRD No. 6115674 Pursuant to FINRA Rule 9216, Respondent Jilena Yuen-Han Mok submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.