On February 27, 2024, while associated with J.P. Morgan, Slattery cheated on the North American Securities Administrators Association Series 66 Uniform Combined State Law Exam. As a result, Slattery violated FINRA Rule 2010 and is barred from associating with any FINRA member in all capacities.

Between April 2022 and May 2023, while registered with FINRA, Miro engaged in an outside business activity without providing prior written notice to BMO. As a result, Miro violated FINRA Rules 3270 and 2010 and is suspended for 3 months and fined $5,000.