2020068885901 Keith M. Curtis, CRD 4798755 AWC (2023-1702772394468).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2020068885901
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Keith M. Curtis (Respondent)
Former General Securities Representative
CRD No. 4798755
Pursuant to FINRA Rule 9216, Respondent Keith M. Curtis submits this Letter of Acceptance,
Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations described below.