2023080053401 Christopher Mullaly CRD 6345942 AWC gg (2025-1736122798495).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2023080053401
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Christopher Mullaly (Respondent)
Former Private Securities Offering Representative
CRD No. 6345942
Pursuant to FINRA Rule 9216, Respondent Christopher Mullaly submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.