FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 20220764808 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: HRT Financial LP (Respondent) Member Firm CRD No. 152144 Pursuant to FINRA Rule 9216, Respondent HRT Financial LP submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.