FINRA Webinar: New/Updated Regulatory Notifications

In 2024, FINRA implemented streamlined and intuitive data entry process for firms’ Financial Notifications and Regulatory Notifications, which includes a new amendment function to help firms make updates and changes to forms. Join this webinar for a high-level overview of this implementation and a demonstration of the new forms.

This event is open to FINRA member firms only. Participants must provide their firm's broker-dealer number when registering.
 

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