FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022077233201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Joseph Neil Savasta (Respondent) Former General Securities Representative CRD No. 1284685 Pursuant to FINRA Rule 9216, Respondent Joseph Neil Savasta submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.