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Instinet LLC

Information

Reporter ID: ICBX
Reporter Type: Alternative Trading System
Current Report URL: https://www.instinet.com/order-disclosures

Submission History

Submit Date	Report URL	Comments
09-03-2026	https://www.instinet.com/order-disclosures
02-24-2020	https://www.instinet.com/order-disclosures

Instinct X

Information

Reporter ID: MLIX
Reporter Type: Alternative Trading System
Current Report URL: https://www.bofaml.com/en-us/content/best_execution.html

Submission History

Submit Date	Report URL	Comments
03-22-2021	https://www.bofaml.com/en-us/content/best_execution.html

HRT Financial LP

Information

Reporter ID: HRTF
Reporter Type: OTC Market Maker
Current Report URL: https://external.s3.com/rule605/hrtf/

Submission History

Submit Date	Report URL	Comments
07-09-2026	https://external.s3.com/rule605/hrtf/
12-19-2022	https://external.s3.com/rule605/hrtf/

GUGGENHEIM SECURITIES, LLC

Information

Reporter ID: GUGS
Reporter Type: OTC Market Maker
Current Report URL: http://www.guggenheimpartners.com/services/securities/sales-trading

Submission History

Submit Date	Report URL	Comments
07-16-2015	http://www.guggenheimpartners.com/services/securities/sales-trading

GTS Securities, LLC

Information

Reporter ID: GTSZ
Reporter Type: Exchange Market Maker
Current Report URL: https://public.s3.com/rule605/gtsz

Submission History

Submit Date	Report URL	Comments
08-31-2026	https://public.s3.com/rule605/gtsz
07-24-2026	http://finra-605.s3-website-us-east-1.amazonaws.com/
02-28-2017	http://finra-605.s3-website-us-east-1.amazonaws.com/

GOLDMAN SACHS AND COMPANY

Information

Reporter ID: GSCO
Reporter Type: OTC Market Maker
Current Report URL: https://www.goldmansachs.com/compliance-rule605

Submission History

Submit Date	Report URL	Comments
07-15-2026	https://www.goldmansachs.com/compliance-rule605
11-04-2021	https://www.goldmansachs.com/compliance-rule605/index.html

Goldman Sachs & Co LLC

Information

Reporter ID: SGMT
Reporter Type: Alternative Trading System
Current Report URL: https://www.goldmansachs.com/compliance-rule605

Submission History

Submit Date	Report URL	Comments
07-15-2026	https://www.goldmansachs.com/compliance-rule605
11-04-2021	https://www.goldmansachs.com/compliance-rule605/index.html

G1 Execution Services

Information

Reporter ID: ETMM
Reporter Type: OTC Market Maker
Current Report URL: https://sig.com/disclosures/g1x-sec-rule-605-reports/

Submission History

Submit Date	Report URL	Comments
07-15-2026	https://sig.com/disclosures/g1x-sec-rule-605-reports/
11-10-2015	https://public.s3.com/rule605/etmm

Edward Jones

Information

Reporter ID: EDJO
Reporter Type: Broker-Dealer
Current Report URL: https://public.s3.com/rule605/edjo/

Submission History

Submit Date	Report URL	Comments
07-06-2026	https://public.s3.com/rule605/edjo/
12-21-2015	http://vrs.vista-one-solutions.com/sec605rule.aspx

DOWLING & PARTNERS SECURITIES, LLC

Information

Reporter ID: DOWL
Reporter Type: OTC Market Maker
Current Report URL: http://private.bestxstats.com/605_public/?bxs_mpid=dowling

Submission History

Submit Date	Report URL	Comments
09-01-2022	http://private.bestxstats.com/605_public/?bxs_mpid=dowling