FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022074772401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Willie J. Rosser, Sr. (Respondent) Former General Securities Representative CRD No. 6139449 Pursuant to FINRA Rule 9216, Respondent Willie J. Rosser, Sr. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.