FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022075368501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Bruce A. Rathkamp (Respondent) General Securities Representative CRD No. 1358696 Pursuant to FINRA Rule 9216, Respondent Bruce A. Rathkamp submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.