FINRA Webinar: Fixed Income Areas of Focus and Observations

FINRA Fixed Income Regulation, Member Supervision, and Market Regulation host a webinar to provide key insights and discuss areas of focus for 2025 examinations and investigations related to fixed income securities and municipal advisory activities. This free webinar assists firms in understanding what to expect in 2025, identifying areas where they can bolster their compliance practices, and obtaining guidance on questions related to fixed income securities and municipal advisory activities.

This event is open to FINRA member firms only. Participants must provide their firm's broker-dealer number when registering.

The on-demand recording will be available soon.