Disclosure Reporting Boot Camp (Dallas)
This bootcamp includes two days of comprehensive training on disclosure reporting topics, including determining reportability and responding to FINRA disclosure letters. It’s scheduled the day after the Registration Systems Foundation in Dallas.
Registration Systems Foundation Training (Dallas)
Are you a compliance professional looking to become more familiar with licensing and registration functionality in FINRA Gateway and related systems? If so, this training is for you. Join FINRA staff for two half-day training sessions, and learn more about navigating the system tools relevant to your work.
Attendance is limited to member-firm compliance professionals who have been granted access by their firm to registration functionality within FINRA systems.
Registration Systems Foundation Training (Virtual)
Are you a compliance professional looking to become more familiar with licensing and registration functionality in FINRA Gateway and related systems? If so, this training is for you. Join FINRA staff for two half-day training sessions, and learn more about navigating the system tools relevant to your work.
Attendance is limited to member-firm compliance professionals who have been granted access by their firm to registration functionality within FINRA systems.