For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
INTERNATIONAL COUNCIL FOR DERIVATIVE TRADING
Issuer of the CFOA and CFIA professional designations
August 18, 2026
Jennifer Piorko Mitchell
Office of the Corporate Secretary
Financial Industry Regulatory Authority
1700 K Street NW
Washington, DC 20006
| Submit Date | Report URL | Comments |
|---|---|---|
| 08-18-2026 | https://www.huntington.com/Personal/Investments-Overview/disclosures |
Re: Regulatory Notice 26-14, Proposed Changes to Modernize Rule 2210 (Communications with the Public)
To the Office of the Corporate Secretary,
I write in a personal capacity, at the industry level, as a quantitative finance and model-risk practitioner. These views are my own and not those of my employer.
| Submit Date | Report URL | Comments |
|---|---|---|
| 08-14-2026 | http://public.s3.com/rule605/msfr |
| Submit Date | Report URL | Comments |
|---|---|---|
| 08-13-2026 | https://interchange.com/disclosures/interchange-clearing-llc/rule-605 |
