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Broker-Dealer Firms We Regulate - W

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

W CAMPION CAPITAL LLC
3401 N MIAMI AVENUE, SUITE 230, MIAMI, FL 33127

W G SECURITIES, LLC
1764 LITCHFIELD TURNPIKE, SUITE 250, WOODBRIDGE, CT 06525

W&S BROKERAGE SERVICES, INC.
400 BROADWAY, CINCINNATI, OH 45202
Mailing Address: 400 BROADWAY, MS-03, CINCINNATI, OH 45202

W.G. NIELSEN & CO.
3200 CHERRY CREEK DRIVE SOUTH, SUITE 470, DENVER, CO 80209

WACHTEL & CO., INC.
1701  K  STREET, NW     SUITE 615, WASHINGTON, DC 20006

WALL STREET ACCESS
100 WALL STREET, SUITE 804, NEW YORK, NY 10005

WALL STREET CAPITAL CORPORATION
1303 OAKTREE ESTATES CT., ST. LOUIS, MO 63017

WALLACHBETH CAPITAL LLC
1001 YAMATO RD., SUITE 404, BOCA RATON, FL 33431

WALLER HELMS SECURITIES LLC

225 W. WACKER DRIVE, SUITE 500, CHICAGO, IL 60606

WALLEYE TRADING LLC
2800 NIAGARA LANE NORTH, PLYMOUTH, MN 55447

WALNUT CREEK CAPITAL ADVISORS, LLC
616 ELLIOTT ROAD, MCDONOUGH, GA 30252

WALTER GREENBLATT & ASSOCIATES, LLC
325 ST. MARKS AVENUE, BROOKLYN, NY 11238

WALTON RE SECURITIES, LLC
8800 N GAINEY CENTER DRIVE, SUITE 345, SCOTTSDALE, AZ 85258

WASHINGTON SECURITIES CORPORATION
6935 WISCONSIN AVE NO. 510, CHEVY CHASE, MD 20815-6113

WATCHDOG CAPITAL, LLC
35 HODGDON WAY, UNIT 2222, PORTSMOUTH, NH 03801

WATERFORD CAPITAL, INC.
14275 MIDWAY ROAD, SUITE 138, ADDISON, TX 75001

WATERMARK ADVISORS, LLC
141 TRACTION STREET, GREENVILLE, SC 29611
Mailing Address: P.O. BOX 26941, GREENVILLE, SC 29616

WATERMARK SECURITIES, INC.
900 THIRD AVENUE, 31ST FLOOR, NEW YORK, NY 10022

WATERMILL INSTITUTIONAL TRADING LLC
111 TOWN SQUARE PLACE, SUITE 1520, JERSEY CITY, NJ 07310

WATERVIEW SECURITIES, INC.
12770 COIT ROAD, SUITE 1218, DALLAS, TX 75251

WATERWAY CAPITAL LLC
699 BOYLSTON STREET, EIGHTH FLOOR, BOSTON, MA 02116
Mailing Address: 699 BOYLSTON STREET, EIGHTH FLOOR, BOSTON, MA 02116

WATSON MANAGEMENT ASSOCIATES, LLC
161 GRAND STREET, #2A, NEW YORK, NY 10013

WAUBANK SECURITIES LLC
12 FEDERAL STREET, PITTSBURGH, PA 15212

WAVECREST SECURITIES LLC
205 POWELL PLACE, BRENTWOOD, TN 37027

WAVEEDGE PARTNERS LLC
5 RANCH ROAD, WOODSIDE, CA 94062

WAVELAND CAPITAL PARTNERS LLC
19800 MACARTHUR BLVD, SUITE 650, IRVINE, CA 92612

WAY MAKER REAL ESTATE PARTNERS, LLC
603 E. BROADWAY STREET, PROSPER, TX 75078

WAYPOINT SECURITIES, LLC
1390 ARMAGH LANE, SUN PRAIRIE, WI 53590

WBB SECURITIES, LLC
20 COMMERCE DR, STE 135, CRANFORD, NJ 07016
Mailing Address: 3111 CAMINO DEL RIO N #400, SAN DIEGO, CA 92108

WEA INVESTMENT SERVICES, INC.
660 JOHN NOLEN DRIVE, MADISON, WI 53713-3959
Mailing Address: PO BOX 7893, MADISON, WI 53707

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
505 NORTH HWY 169, SUITE 900, PLYMOUTH, MN 55441
Mailing Address: 505 NORTH HWY 169, SUITE 900, PLYMOUTH, MN 55441

WEALTH SPACE ASSET MANAGEMENT
1600 PENNSYLVANIA AVENUE, MCDONOUGH, GA 30253
Mailing Address: P O BOX 63245, PHILADELPHIA, PA 19114

WEALTHFORGE SECURITIES, LLC
3015 W MOORE ST, SUITE 102, RICHMOND, VA 23230

WEALTHFRONT BROKERAGE LLC
261 HAMILTON AVE, PALO ALTO, CA 94301

WEALTHHOUSE ADVISORS INC
17 CANOE BROOK DRIVE, LIVINGSTON, NJ 07039

WEBULL FINANCIAL LLC
44 WALL STREET, 2ND FLOOR, NEW YORK, NY 10005

WEDBUSH & CO., LLC
142 WEST 57TH STREET, 12TH FLOOR, NEW YORK, NY 10019

WEDBUSH SECURITIES INC.
1000 WILSHIRE BLVD. SUITE 900, ATTN: COMPLIANCE, LOS ANGELES, CA 90017-2457

WEILD & CO.
777 29TH STREET, SUITE 402, BOULDER, CO 80303

WEITZ SECURITIES, INC.
BLACKSTONE PLAZA, 3555 FARNAM STREET, SUITE 800, OMAHA, NE 68131

WEITZEL FINANCIAL SERVICES, INC.
2200 JOHN F KENNEDY RD, SUITE 103, DUBUQUE, IA 52002-2840
Mailing Address: 2200 JOHN F. KENNEDY RD., SUITE 103, DUBUQUE, IA 52002-2840

WELCOME LIFE SECURITIES, LLC
4755 TECHNOLOGY WAY, SUITE 202, BOCA RATON, FL 33431

WELLESLEY HILLS SECURITIES
1087 BEACON STREET, SUITE 204, NEWTON, MA 02459

WELLFLEET INVESTMENTS LLC
85-87 COVERT AVENUE, 2ND FLOOR REAR LEFT, FLORAL PARK, NY 11001
Mailing Address: PO BOX 222142, GREAT NECK, NY 11022-2142

WELLINGTON FUNDS DISTRIBUTORS INC.
280 CONGRESS STREET, BOSTON, MA 02210

WELLINGTON SHIELDS & CO., LLC
140 BROADWAY, SUITE 4400, NEW YORK, NY 10005

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ONE NORTH JEFFERSON AVENUE, H0004-05C, ST. LOUIS, MO 63103

WELLS FARGO CLEARING SERVICES, LLC
ONE NORTH JEFFERSON AVENUE, MAIL CODE: H0004-05E, ST. LOUIS, MO 63103

WELLS FARGO PRIME SERVICES, LLC
333 MARKET STREET, SAN FRANCISCO, CA 94105

WELLS FARGO SECURITIES, LLC
550 SOUTH TRYON STREET, 6TH FLOOR, D1086-060, CHARLOTTE, NC 28202
Mailing Address: 1 N JEFFERSON AVE, H0004-063, ST. LOUIS, MO 63103

WEMATCH.LIVE LLC
450 LEXINGTON AVENUE, ROOM 4.146, NEW YORK, NY 10017

WESBANCO SECURITIES, INC.
135 WEST MAIN ST, ST CLAIRSVILLE, OH 43950
Mailing Address: 1 BANK PLAZA, WHEELING, WV 26003

WESTBURY GROUP LLC
39 RIVERSIDE AVENUE, WESTPORT, CT 06880

WESTCAP MARKETS, LLC
25 CHURCH ROAD, RYE BEACH, NH 03871

WESTCHESTER CAPITAL PLANNING, INC.
21 MILLBROOK LANE, KERHONKSON, NY 12446

WESTCO INVESTMENT CORP.
77 HEMPSTEAD AVE, LYNBROOK, NY 11563

WESTERN GROWERS FINANCIAL SERVICES, INC.
6501 IRVINE CENTER DRIVE SUITE 100, IRVINE, CA 92618

WESTERN INTERNATIONAL SECURITIES, INC.
70 S. LAKE AVE., STE. 700, PASADENA, CA 91101

WESTERN STRATEGIC ASSETS, L.L.C.
3100 W. SEVENTH STREET SUITE 300, FORT WORTH, TX 76107

WESTMINSTER FINANCIAL SECURITIES, INC.
50 CHESTNUT STREET, SUITE A-200, BEAVERCREEK, OH 45440

WESTMINSTER INVESTMENT GROUP, INC.
23 EAST NORTH STREET, NEW CASTLE, PA 16101

WESTMINSTER RESEARCH ASSOCIATES LLC
599 LEXINGTON AVENUE, 27 FLOOR, NEW YORK, NY 10022

WESTMORELAND CAPITAL CORPORATION
1521 N. COOPER STREET, SUITE 400, ARLINGTON, TX 76011

WESTPAC CAPITAL MARKETS LLC
575 FIFTH AVE, FLOOR 39, NEW YORK, NY 10017

WESTPARK CAPITAL, INC.
1800 CENTURY PARK EAST, SUITE 220, LOS ANGELES, CA 90067

WESTPORT FINANCIAL SERVICES, L.L.C.
4651 SALISBURY ROAD, SUITE 410, JACKSONVILLE, FL 32256-6129

WESTROCK CAPITAL MANAGEMENT, INC.
754 CHESTNUT RIDGE RD., CHESTNUT RIDGE, NY 10977

WESTWOOD CAPITAL, LLC
437 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY 10022
Mailing Address: 437, 24TH FLOOR, NEW YORK, NY 10022

WFS, LLC
ONE BOSTON PLACE, 41ST FLOOR, BOSTON, MA 02108
Mailing Address: ONE BOSTON PLACE, BOSTON, MA 02108

WH CAPITAL LLC
2601 EAST PINE STREET, #24, DEMING, NM 88030-8621
Mailing Address: PO BOX 284, DEMING, NM 88031

WHARTON MIDMARKET SECURITIES INC.
27 BROOK ROAD, WOODBRIDGE, CT 06525
Mailing Address: 27 BROOK ROAD, WOODBRIDGE, CT 06525

WHELAN ADVISORY CAPITAL MARKETS, LLC
8600 TWIN LAKE DRIVE, BOCA RATON, FL 33496

WHITE MOUNTAIN CAPITAL, LLC
9521 EAST BAY HARBOR DR, UNIT 805, BAY HARBOR ISLANDS, FL 33154

WHITE OAK MERCHANT PARTNERS LLC
3 EMBARCADERO CENTER, SUITE 540, SAN FRANCISCO, CA 94111

WHITEHALL CAPITAL MARKETS LLC
ONE WORLD TRADE CENTER, 84TH FLOOR, NEW YORK, NY 10007

WHITEMARSH CAPITAL ADVISORS
10 WHITEMARSH COURT, MARLTON, NJ 08053

WILLIAM AND HENRY ASSOCIATES
1901 AVENUE OF THE STARS, 2ND FLOOR, LOS ANGELES, CA 90067

WILLIAM BLAIR
THE WILLIAM BLAIR BUILDING, 150 NORTH RIVERSIDE, CHICAGO, IL 60606-1594
Mailing Address: THE WILLIAM BLAIR BUILDING, 150 NORTH RIVERSIDE, CHICAGO, IL 60606-1594

WILLIAM HOOD & COMPANY
555 MADISON AVENUE, 11TH FLOOR, NEW YORK, NY 10022

WILLIAM J. MAYER SECURITIES, LLC
2 GREENWICH OFFICE PARK, SUITE 160, GREENWICH, CT 06831

WILLIAM O'NEIL SECURITIES
211 CONGRESS STREET, 5TH FLOOR, SUITE B, BOSTON, MA 02110

WILLIAMS TRADING LLC
450 POST ROAD EAST, SUITE 120, WESTPORT, CT 06880

WILLIS TOWERS WATSON SECURITIES, LLC
200 LIBERTY STREET, 6TH FLOOR, NEW YORK, NY 10281

WILLOW COVE INVESTMENT GROUP, INC.
5887 T BAR LANE, WINNECONNE, WI 54986

WILMINGTON CAPITAL SECURITIES, LLC
600 OLD COUNTRY ROAD, SUITE 200, GARDEN CITY, NY 11530

WILSHIRE PACIFIC CAPITAL ADVISORS, LLC
8447 WILSHIRE BLVD., SUITE 202, BEVERLY HILLS, CA 90211

WILSON PARKER CONNALLY STEPHENSON INC
100 LEXINGTON STREET, SUITE 150, FORT WORTH, TX 76102-2744

WILSON-DAVIS & CO., INC.
236 SOUTH MAIN STREET, SALT LAKE CITY, UT 84101-2104
Mailing Address: P.O. BOX 11587, SALT LAKE CITY, UT 84147-0587

WILTON RE DISTRIBUTORS LLC
4840 N. RIVER BLVD NE, SUITE 400, CEDAR RAPIDS, IA 52411

WINKLEVOSS INSURANCE AGENCY, LLC
640 WEST PUTNAM AVE, 2ND FLOOR, GREENWICH, CT 06830
Mailing Address: PO BOX 4997, GREENWICH, CT 06831

WINLO MANAGEMENT GROUP, LLC
4300 BISCAYNE BLVD, SUITE 203, MIAMI, FL 33137

WINTERFLOOD SECURITIES US CORPORATION
1460 BROADWAY, 9TH FLOOR, NEW YORK, NY 10036

WINTOUR & COMPANY, INC.
213 FULTON STREET, WESTBURY, NY 11590

WINTRUST INVESTMENTS LLC
231 SOUTH LASALLE STREET, 13TH FLOOR, CHICAGO, IL 60604
Mailing Address: P.O. BOX 750, CHICAGO, IL 60690-0750

WISDOMTREE SECURITIES, INC.
250 WEST 34TH STREET, 3RD FLOOR, NEW YORK, NY 10119

WITHUM CAPITAL, LLC
200 JEFFERSON PARK, SUITE 400, WHIPPANY, NJ 07981

WNC CAPITAL CORPORATION
17782 SKYPARK CIRCLE, IRVINE, CA 92614-6404

WOBD, LLC
4960 EAST DUBLIN-GRANVILLE ROAD, SUITE 500, WESTERVILLE, OH 43081

WOLF A. POPPER, INC.
21 MAYHEW DRIVE, LIVINGSTON, NJ 07039

WOLFE RESEARCH SECURITIES
757 THIRD AVENUE, SIXTH FLOOR, NEW YORK, NY 10017-2013

WOLVERINE EXECUTION SERVICES, LLC
175 W. JACKSON BLVD., SUITE 200, CHICAGO, IL 60604

WOLVERINE TRADING, LLC
175 W JACKSON, SUITE 200, CHICAGO, IL 60604

WOMBAT CAPITAL MARKETS LLC
366 MADISON AVENUE, 3RD FL, NEW YORK, NY 10017

WOOD (ARTHUR W.) COMPANY, INC.
50 CONGRESS STREET STE 700, BOSTON, MA 02109-4041

WOOD WARREN & CO. SECURITIES, LLC
ONE SANSOME STREET, SUITE 3500, SAN FRANCISCO, CA 94104

WOODMEN FINANCIAL SERVICES, INC.
1700 FARNAM STREET, OMAHA, NE 68102
Mailing Address: 1700 FARNAM ST., OMAHA, NE 68102

WOODROCK SECURITIES, L.P.
4265 SAN FELIPE STREET, SUITE 600, HOUSTON, TX 77027

WOODSIDE CAPITAL SECURITIES LLC
2650 BIRCH STREET, SUITE 100, PALO ALTO, CA 94306

WORLD CAPITAL BROKERAGE, INC.
1636 N. LOGAN STREET, DENVER, CO 80203

WORLD CHOICE SECURITIES, INC.
7650 RIVERS EDGE DRIVE, SUITE 260, COLUMBUS, OH 43235

WORLD EQUITY GROUP, INC.
425 N MARTINGALE ROAD, SUITE 1220, SCHAUMBURG, IL 60173
Mailing Address: 425 N MARTINGALE ROAD, SUITE 100, SCHAUMBURG, IL 60173

WORLD FIRST FINANCIAL SERVICES, INC.
19 BANGOR STREET, STATEN ISLAND, NY 10314

WORLD INVESTMENTS, INC.
437 NEWMAN SPRINGS ROAD, LINCROFT, NJ 07738

WORTH FINANCIAL GROUP INC.
16660 DALLAS PARKWAY, SUITE 2200, DALLAS, TX 75248

WREN CAPITAL, LLC
ONE SANSOME STREET, SUITE 3500, SAN FRANCISCO, CA 94104
Mailing Address: 26 RICO WAY, SAN FRANCISCO, CA 94123

WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.
2 CORPORATE DRIVE, SUITE 770, SHELTON, CT 06484

WULFF, HANSEN & CO.
100 SMITH RANCH ROAD, SUITE 330, SAN RAFAEL, CA 94903

WWF SECURITIES, LLC
1 PARK AVENUE, APT #1707, DETROIT, MI 48226

WYSER-PRATTE & CO., INC.
100 S. BEDFORD ROAD, SUITE 312, MT. KISCO, NY 10549
Mailing Address: 100 S. BEDFORD ROAD, SUITE 312, MT. KISCO, NY 10549

Last updated: 9/24/24