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Broker-Dealer Firms We Regulate - O

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

O'TOOLE INSURANCE & SECURITIES
14-30 COLLEGE POINT BLVD, COLLEGE POINT, NY 11356

OAK HILLS SECURITIES, INC.
121 NE 50TH, OKLAHOMA CITY, OK 73105

OAK TREE SECURITIES, INC.
4049 FIRST STREET, SUITE 129, LIVERMORE, CA 94551-4949

OAKLINS DP LLC
90 PARK AVENUE, 24TH FLOOR, NEW YORK, NY 10016

OAKPOINT SOLUTIONS, LLC
100 SOUTH ASHLEY DRIVE, SUITE 1130, TAMPA, FL 33602

OAKWOOD CAPITAL SECURITIES, INC.
600 HIGHWAY 169 SOUTH, SUITE 1410, ST. LOUIS PARK, MN 55426

OASIS PRO MARKETS LLC
1 THORNDAL CIRCLE, DARIEN, CT 06820

OBERLIN FINANCIAL INTERNATIONAL, LLC
208 NORTH LYNN STREET, PO BOX 711, BRYAN, OH 43506

OBERON SECURITIES, LLC
445 PARK AVENUE, SUITE 4B, NEW YORK, NY 10022

OBERWEIS SECURITIES, INC.
3333 WARRENVILLE ROAD, SUITE 500, LISLE, IL 60532

OBEX SECURITIES LLC
290 OVERLOOK ROAD, NEW ROCHELLE, NY 10804

OCEAN FINANCIAL SERVICES, LLC
780 NW 42ND AVENUE, SUITE 400, MIAMI, FL 33126

OCEAN PARK SECURITIES, LLC
7300 METRO BOULEVARD, SUITE 305, EDINA, MN 55439
Mailing Address: 21081 S. WESTERN AVENUE, SUITE 220, TORRANCE, CA 90501

OCEAN TOMO INVESTMENT GROUP, LLC
42 BROADWAY, SUITE 12-129, NEW YORK, NY 10004

OCEANUS SECURITIES, LLC
521 FIFTH AVENUE, 37TH FLOOR, NEW YORK, NY 10175

OCM INVESTMENTS, LLC
333 SOUTH GRAND AVENUE (28TH FLOOR), LOS ANGELES, CA 90071

OCP CAPITAL, LLC
12156 LONGWOOD GREEN DR, WELLINGTON, FL 33414

OCTAURA SECURITIES TRADINGCO LLC
5 PENNSYLVANIA PLAZA, 6 FLOOR SOUTH, NEW YORK, NY 10001

ODDO BHF NEW YORK CORPORATION
150 EAST 52ND STREET, 5TH FLOOR, NEW YORK, NY 10022

ODEON CAPITAL GROUP LLC
750 LEXINGTON AVENUE, 27TH FL., NEW YORK, NY 10022

OFG FINANCIAL SERVICES, INC.
TOWNSITE PLAZA #2, SUITE # 105, 120 SE 6TH AVENUE, TOPEKA, KS 66603-3515

OHANAE SECURITIES LLC
42 BROADWAY SUITE 12-129, NEW YORK, NY 10004
Mailing Address: 42 BROADWAY, SUITE 12-129, NEW YORK, NY 10004

OLD CITY SECURITIES LLC
589 FIFTH AVENUE, PH, NEW YORK, NY 10017
Mailing Address: 445 CENTRAL AVENUE, SUITE 328, CEDARHURST, NY 11516

OLD GREENWICH PARTNERS, LLC
12556 BRADY ROAD, JACKSONVILLE, FL 32223
Mailing Address: PO BOX 350046, JACKSONVILLE, FL 32235

OLD MISSION CAPITAL, LLC
1 N. DEARBORN ST., 8TH FLOOR, CHICAGO, IL 60602

OLD MISSION MARKETS LLC
1 N. DEARBORN ST., 8TH FLOOR, CHICAGO, IL 60602

OLD SLIP CAPITAL MANAGEMENT, INC.
40 WALL STREET, 28TH FLOOR, NEW YORK, NY 10005

OLDEN LANE SECURITIES, LLC
100 SOMERSET CORPORATE BLVD, SUITE 101-2ND FLOOR, BRIDGEWATER, NJ 08807

OLDFIELD CAPITAL GROUP LLC
7 PENN PLAZA, SUITE 810, NYC, NY 10001

OLSEN PALMER LLC
1501 M STREET, NW, SUITE 250, WASHINGTON, DC 20005

OM PARTNERS, LLC
8 CROOKED STICK LANE, BRENTWOOD, TN 37027

OMEGA POINT SECURITIES LLC
3455 PEACHTREE ROAD NE, SUITE 500, ATLANTA, GA 30326

OMNI FINANCIAL SECURITIES, INC.
1900 POLARIS PARKWAY, SUITE 450, COLUMBUS, OH 43240

OMNICAP, LLC
42 BROADWAY, SUITE 12-129, NEW YORK, NY 10004
Mailing Address: 42 BROADWAY, SUITE 12-129, NEW YORK, NY 10004

ONE 2800 CAPITAL ADVISORS, LLC
12800 N. MERIDIAN STREET,, SUITE 400, CARMEL, IN 46032

ONE AMHERST PARTNERS, LLC
255 EAST BROWN STREET, SUITE 120, BIRMINGHAM, MI 48009

ONEAMERICA SECURITIES, INC.
ONE AMERICAN SQUARE, INDIANAPOLIS, IN 46282
Mailing Address: ONE AMERICAN SQUARE, P.O. BOX 1984, INDIANAPOLIS, IN 46206-1984

ONECHRONOS
110 GREENE ST, STE 1204, NEW YORK, NY 10012

ONESOURCE FI LLC
200 VESEY STREET, 24TH FLOOR, NEW YORK, NY 10281

ONPEAK CAPITAL LLC
1221 BRICKELL AVENUE, SUITE 900, MIAMI, FL 33131

ONQIX SECURITIES LLC
1121 PALMETTO AVENUE, PACIFICA, CA 94044

ONYX PARTNERS, INCORPORATED
3605 S TOWN CENTER DR, STE A, LAS VEGAS, NV 89135

OPAL SECURITIES, INC.
251 W 30TH ST, 5TH FLOOR, NEW YORK, NY 10001
Mailing Address: 340 NORTH WESTLAKE BLVD.,, SUITE 160, WESTLAKE VILLAGE, CA 91362

OPEN TO THE PUBLIC INVESTING, INC.
6 HARRISON ST, 5TH FLOOR/SUITE, NEW YORK, NY 10013
Mailing Address: 228 PARK AVE. S, SUITE 97716, NEW YORK, NY 10003

OPENCASH
1120 NASA PARKWAY, SUITE 220C, HOUSTON, TX 77058

OPENDEAL BROKER LLC
149 5TH AVENUE, 10TH FL, NEW YORK, NY 10010
Mailing Address: 149 EAST 22ST, 10TH FL, NEW YORK, NY 10010

OPENYIELD TRADING LLC
205 EAST 42ND ST, SUITE 1935, NEW YORK, NY 10017

OPES BESPOKE SECURITIES LLC
45 ROCKEFELLER PLAZA, SUITE 2000, NEW YORK, NY 10111

OPPENHEIMER & CO. INC.
85 BROAD STREET, 22ND,24TH FLOOR, NEW YORK, NY 10004
Mailing Address: 85 BROAD STREET, 22ND FLOOR, NY, NY 10004

OPPORTUNE PARTNERS LLC
711 LOUISIANA STREET, SUITE 3100, HOUSTON, TX 77002

OPTIONALITY SECURITIES
200 BARR HARBOR DRIVE, SUITE 400, WEST CONSHOHOCKEN, PA 19428

OPTIONS AI FINANCIAL LLC
11 BROADWAY, SUITE 615, NEW YORK, NY 10004

OPTIVER EXECUTION SERVICES LLC
130 E RANDOLPH STREET, SUITE 800, CHICAGO, IL 60601

OPTIVER US LLC
130 E. RANDOLPH STREET, SUITE 800, CHICAGO, IL 60601

OPTSECURITIES, LLC
200 S. COLLEGE ST., 16TH FLOOR, CHARLOTTE, NC 28202

ORBIS INVESTMENTS (U.S.), LLC
THREE CANAL PLAZA 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA SUITE 100, PORTLAND, ME 04101

ORCHARD SECURITIES, LLC


365 GARDEN GROVE LANE, SUITE 100, PLEASANT GROVE, UT 84062

ORE CAP ADVISORS L.L.C.
154 STUYVESANT AVE, RYE, NY 10580

ORIENTAL FINANCIAL SERVICES LLC
270 MUNOZ RIVERA AVE SUITE MEZZANINE, 270 PLAZA, SAN JUAN, PR 00918
Mailing Address: P.O. BOX 195115, SAN JUAN, PR 00919-5115

ORTEX SECURITIES LLC
11 PARK PLACE, NEW YORK, NY 10007
Mailing Address: 720 LUCERNE AVENUE, # 901, LAKE WORTH BEACH, FL 33460

OSAIC FA, INC.
1301 SOUTH HARRISON STREET, FORT WAYNE, IN 46802
Mailing Address: P.O. BOX 2239, FORT WAYNE, IN 46801-2239

OSAIC FS, INC.
1301 SOUTH HARRISON STREET, FORT WAYNE, IN 46802
Mailing Address: P.O. BOX 2239, FORT WAYNE, IN 46801-2239

OSAIC INSTITUTIONS, INC.
538 PRESTON AVENUE, MERIDEN, CT 06450-4858

OSAIC SERVICES, INC.
18700 HAYDEN ROAD, SUITE 255, SCOTTSDALE, AZ 85255

OSAIC WEALTH, INC.
18700 N. HAYDEN ROAD, SUITE 255, SCOTTSDALE, AZ 85255

OSCAR GRUSS & SON INCORPORATED
10 EAST 53RD STREET, 17TH FLOOR, NEW YORK, NY 10022

OTC LINK LLC
300 VESEY STREET, (1 NORTH END AVE), 12TH FLOOR, NEW YORK, NY 10282

OUTCOME CAPITAL, LLC
20 CUSTOM HOUSE, 12TH FLOOR, BOSTON, MA 02110

OUTSET GLOBAL TRADING LIMITED
1185 AVENUE OF THE AMERICAS, 3RD FLOOR, NEW YORK, NY 10036

Last updated: 9/24/24