There are dozens of vehicles in which people can choose to make investments. Individual stocks are very likely, if not managed correctly, to lead to substantial investment losses. This is also true with options, futures, FX, etc...
The key factor in all investment decisions is managing things the right way. Having different tools to help improve investment results are important. We should not
I am a small investor who would like to continue to choose my own investments, including the ones that this FINRA rule would restrict as too "complex". I've spent considerable time educating myself on investment theory and the value of a diversified portfolio, and I use a mix of "complex" and conservative investments to match my goals and risk
Dear Regulator/FINRA I am happy to learn of your concern for investors. I am fully aware of the risks involved in buying inverse shares. We are forced to read a prospectus before we invest in these funds. I feel that I should be able to buy any funds of my choice in a 'free' country. I also know that these funds are not usually held for a very long time. I really don't feel that
GUIDANCEContinuing EducationSUGGESTED ROUTINGKEY TOPICSContinuing EducationLegal & ComplianceRegistrationSenior ManagementContinuing EducationFirm ElementExecutive SummaryThe Securities Industry/Regulatory Council on Continuing Education (Council) has issued the annual Firm Element Advisory, a guide for firms to use when developing their continuing education Firm Element training plans.
I not regulators should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged.
I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I am capable of understanding leveraged and inverse
Ive been well informed by my stock broker with written documents and explanation about the risk of leveraged and inverse funds/ETFs. Therefore, I DO have the knowledge and understanding about the risks/rewards regarding the said funds/ETFs. Thus, I would like the freedom to trade inverse and leveraged ETFs since they enable me the flexibility to profit from both rising or falling or even flat
I oppose the regulations being considered by the Financial Industry Regulatory Authority (FINRA) that will restrict my right to invest. I should be the one to decide where and how to invest my money, not a regulator. Public investments must be available to all, and these proposed regulations discriminate against the less privileged.
I am fully capable of understanding the risks inherent in not
I , not regulators , should be able to choose the public
investments that are right for me and my family.
Public investments should be available to all of the public, not just the privileged.
I shouldn't have to go through any special process ,
like passing a test, before I can invest in public securities, like leveraged and inverse funds. I'm capable of
I, not regulators should be able to choose the public investments that are right for me and my family.
And, Public investments should be available to all of the public, not just the privileged.
This needs to be taken seriously
by FINRA.
Not only do I have the right to share my views,
but you are required to take my comments into
consideration in deciding whether to move forward.
I shouldn
Dear FINRA,
I not regulators should be able to choose the public investments that are right for me. Public investments should be available to all of the public, not just the privileged. I shouldn't have to go through any special process, like passing a test, before I can invest in public securities. I am capable of understanding leveraged and inverse funds and their risks. I do not