I, not regulators should be able to choose the public investments that are right for me and my family.
And, Public investments should be available to all of the public, not just the privileged.
This needs to be taken seriously
by FINRA.
Not only do I have the right to share my views,
but you are required to take my comments into
consideration in deciding whether to move forward.
I shouldn't have to go through any special process like passing a test before I can invest in public securities. I am capable of understanding my investments and their risks. I do not need
these measures imposed on me.
These and any other reasons I think these restrictions on my
right to invest should not be put in place.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Susan Burritt Comment On Regulatory Notice 22-08
I, not regulators should be able to choose the public investments that are right for me and my family.
And, Public investments should be available to all of the public, not just the privileged.
This needs to be taken seriously
by FINRA.
Not only do I have the right to share my views,
but you are required to take my comments into
consideration in deciding whether to move forward.
I shouldn't have to go through any special process like passing a test before I can invest in public securities. I am capable of understanding my investments and their risks. I do not need
these measures imposed on me.
These and any other reasons I think these restrictions on my
right to invest should not be put in place.