Hi, FINRA
I am a small investor, and I appose the restrictions on my right to invest the inverse ETF
All stock market is now dramatically dropping, it seems no any policy/regulations can stop the dropping. However, inverse ETFs are extremely powerful tools, which can protect my investment portfolio against the stock market dropping. If I lost the right to use inverse ETF to hedge the market risk
Hello,
My name is Steve Floor, I have been Investing and trading for 30 years, my how time fly's. I have always been able to choose
public investments that I feel are correct for me. I do not wish that option to change, no special process no more regulation
no special tests or show of means. I use leveraged funds to balance my portfolios knowing the inherent risk and reward. Please do
I oppose restrictions on my right to invest in any public investments I choose and feel it is very unfair to hold these funds back for just the privileged. I am capable of understanding the risks involved by investing in leveraged and inverse funds and do not need to pass a test before investing. Trading the inverse funds in recent months has enhanced my returns a great deal with so much
I OPPOSE RESTRICTIONS TO MY RIGHT TO INVEST Additional Leveraged and inverse funds are important to my investment strategies. They help me hedge my investments and enhance my returns, and I use them as a limited part of my overall portfolio. I have been investing for more than 10 years. With the experience plus my education - a PhD from a university in the U.S., I am capable of understanding
Keep investing in the hands of the people. Leveraged funds are nearly all that I use to invest and I have had success with them. Rather than restrict what we have access to, keep the market a free market where we can seek enhanced returns based upon our own decisions on how to invest. ALL investing tools have risk, not just leveraged funds. There is no need to take these tools away from the
Attention FINRA Regulators:
I should be able to choose the public investments that are right for me and my family. It would not even occur to me to invest in leveraged and inverse funds without understanding the potential risks. I may not meet all the requirements if you pass these regulations. Does that mean I'm incapable of making reasoned, strategic investments? No. These
NO regulator should choose the public investment that are right for me. There should not be any special process to go through to trade leverage and inverse funds if i want to trade them. Leverage and inverse funds are a big part of my trading. I some time use it as a hedge fund. I understand all risk and trade responsable. I don't need a regulator to tell me how to trade them. Since i
Leave our investments alone! We, know better than you, what is in best interest of our own family! AN I do not need your tests, before I can buy public securities! AN I do not need any of these measures imposed on me! Or anyone, else either! I know the riskes.. I am not a TOTAL IDIOT, LIKE SOME PEOPLE!! AN I DO NOT NEED ANYTHING IMPOSED ON ME, IT IS LAND OF FREE HOME OF THE BRAVE, FREE SPEECH, WE
(a) No member shall open a margin account, as specified in Regulation T of the Board of Governors of the Federal Reserve System, for or on behalf of a non-institutional customer, unless, prior to or at the time of opening the account, the member has furnished to the customer, individually, in paper or electronic form, and in a separate document (or contained by itself on a separate page as part
This Report addresses several regulatory key topics for each of the four categories: (1) Firm Operations; (2) Communications and Sales; (3) Market Integrity; and (4) Financial Management. As described further in the “How to Use This Report” section below, the importance and relevance of the considerations, findings and effective practices in each of these areas will vary for each member firm.
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