I use leveraged and inverse ETFs as a part of my investment plan for my family. It's easy to understand what they are and how they work. No restriction on who can buy them should be made.
Please do NOT take away my rights to use leveraged funds. these are important tools in my financial plan. DO NOT regulate my personal choice. Thank you Kurt Pommerening
It's no ones business what I spend my money on as long as I'm not hurting myself or others. The government needs less restrictions, needs to quit taxing us period, let alone the triple taxing us the do. The government is hurting the very people they were elected to protect. All while claiming its for our benefit. What a sham! If they really cared about the people they work for, they
I recently learned of Finra's interest in taking the choice of how an individual investor wants to invest away from them. Regulators should not have the ability to limit how an individual wants to invest his/her funds. There are already plenty of government regulations that limit how much we can invest in tax deferred options. The government should also not limit investment options to just
(a) Interested FINRA Staff
Except as counsel or a witness in a proceeding or as provided in the Rule 9550 Series, Interested FINRA Staff is prohibited from advising an Adjudicator regarding a decision or otherwise participating in a decision of an Adjudicator. An Adjudicator is prohibited from advising Interested FINRA Staff regarding a decision or otherwise participating in a decision
reveraged funds are really important for my investment.i know it has more risk, but understanding for the risk brings less risk . regulation may give me financial loss as it restrict my plan
In the last 5 years I have made a substantial amount of wealth using these leveraged investments and plan on retiring soon using them.
My ability to make wealth for me and my family should not be restricted.
I need to buy leveraged ETF such as QLD and TQQQ in order to achieve my financial retirement plan goal. Please provide me the opportunity to buy leveraged ETF for me and my family's future.
TO: All NASD MembersAll Level 2 and Level 3 SubscribersOther Interested Persons
EXECUTIVE SUMMARY
On May 15, 1987, the Midwest Stock Exchange (MSE) will begin trading 25 NASDAQ National Market System (NASDAQ/NMS) securities under the SEC-approved National Association of Securities Dealers/Midwest Stock Exchange joint unlisted trading privileges (UTP) program. This notice explains the operation
The FINRA Board of Governors meets this week in Washington, DC. Read President and CEO Robert Cook’s email to firms previewing the agenda.
