Displaying 4051 - 4060 of 9026 Results
I not regulators should be able to choose the public
investments that are right for you and your family.
Public investments should be available to all of the public,
not just the privileged.
It is very important that you express your views in your own
wordsyour comments are more likely to be taken seriously
by FINRA if they reflect your own experience and perspective.
Not only do you
I should be able to invest in the public investments that are available. There should be not any special process like passing a test before I can invest in public securities.
I use leveraged and inverse funds to hedge my portfolio in volatile market. It is very important to me to have the leveraged and inverse funds available to investors like me. I do not want to sell all the stocks in my
I feel strongly that FINRA's proposed rule (#22-08) is incorrectly applies 'investor protection' as FINRA's stated purpose is, specifically with regard to leveraged and inverse products. As a user of such products, were these rules implemented, I would be forced to potentially re-create the same sort of exposure on my own which is a far greater risk to my own
Again, regulators who do not know me AT ALL want to make serious, critical decisions about my financial needs/wants. WHY??? Please, let me decide what investments are right for me and make sure, continue to keep ALL public leveraged and inverse funds/investments available for everyone. Isn't is a good thing I want to be a secure, self-supporting, productive citizen of society? It benefits me
Annual Report; FOCUS; Form Custody; Supplemental Statement of Income (SSOI); Supplemental Schedule for Derivatives and Other Off-Balance Sheet Items (OBS); and Supplemental Inventory Schedule (SIS)
Summary
To assist members in their financial reporting obligations, FINRA is issuing this Notice to provide the due dates for Annual Report, Financial and Operational Combined Uniform Single (FOCUS
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend the FINRA Rule 6800 Series, FINRA’s compliance rule (“Compliance Rule”) regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) to be consistent with certain exemptions from the
Comments: As an RIA and CFP Professional with over two decades experience I can tell you that retail investors are far more experienced, savvy and informed than when I started in the business. Teenagers invest through their phones, something I never dreamed of at their age. The disclosure and consumer warnings required by leveraged products providers more than addresses the risks involved in
Taking away investor rights to risk management assets like leveraged and inverse funds is robbing investors of income and simple tools which can only be emulated with complex options transactions if at all. Such regulation Hurts Investors: It could potentially deny us the freedom to choose investments that could help us achieve long-term financial security. Is Arbitrary and Unworkable: FINRAs
I should be able to choose what I invest in. Why is gambling legal but I can't invest in what I deem appropriate? Gambling always has a house advantage and I cannot come out ahead in the long run but with investments I know exactly what I'm getting into and the risks involved. I should be able to store my money with NEXO or Celcius without having regulations shoved onto me. I should be
Gentlemen, I am a fully accredited investor who selects from wide body of publicly available investments, including currencies, commodities, equities, and fixed income, both long and inverse, predominantly through ETF's. I fully understand the risks inherent in investing, especially the ramifications of investing in inverse funds, which reset daily. I use inverse ETF's to hedge and