When you buy or sell stocks, bonds and other types of investments, there are costs associated with doing so. Costs may also come with managing or simply maintaining an investment account. These costs can add up, so it’s important to understand and manage them.
FINRA is here to guide you through the investment process so you can make smart financial decisions. We offer tips to help you manage your personal finances and set sound financial goals—and we explain in plain language key investing concepts, different types of investments and investment professionals, and questions to ask. We also provide tools and calculators to help you make informed financial decisions.
Find the latest summary case statistics
Stop orders are a type of market order that can limit your exposure if the price of a stock you have an interest in changes beyond the price point that you set. But stop orders can introduce distinct risks of their own, especially during times of market volatility.
View number of cases and arbitrators per hearing location through the previous month.
div.accordion {
summary.accordion-summary {
font-size: 18px;
cursor: pointer;
background-color: #F3F5F5;
padding: 20px;
}
details.accordion-details p {}
summary.accordion-summary:focus,
summary.accordion-summary:hover {
border-inline-start: 5px solid #0070B7;
}
}
Explore This
1. What specific FINRA rules should be a focus for modernization based on their economic costs and benefits; changes in markets, products, services, or technology; or otherwise? What groups of FINRA requirements should be a focus? Please include FINRA rules that may be mandated or derived from a statutory or other non-FINRA regulatory requirement applicable to FINRA or its members.FINRA Rule 3210
