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Final Statements for Broker-Dealers, Investment Adviser Firms, Agents and Investment Adviser Representatives, and Branches
Remarks From Baruch College’s Financial Markets Conference
FINRA’s Eighth Annual Createathon and internal hackathon premieres October 16-19 at the University of Shady Grove in Rockville. This year’s event is powered by the theme “Level Up,” reflecting the importance of continually expanding our expertise and knowledge.
Overview
The financial services industry heavily relies on cryptography to safeguard digital information. Whether to securely store customers’ personally identifiable information (PII), access the internet through a virtual private network (VPN) or ensure the integrity of a trade order placed on a mobile application, cryptographic algorithms play a central role in many critical functions within
Please regulate the manipulation of our free market system. Companies should not be able to bypass rules set in place following 2008 or we risk another black swan event and lack of trust in our financial system.
I should be able to choose the public
investments that are right for me and my family.
Public investments should be available to all of the public,
not just the privileged. As a former Certified Financial Planner for nearly 30 years I know about market and investment risks and understand the complexity of trading leveraged investments.
I shouldn't have to go through any
I should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged.
I've been saving up all my life to be in a position to invest in whatever I want - now these proposed regulations deem to treat me as someone not worthy to make my own decisions?
I shouldn't have to go
I oppose FINRA restricting my right to invest in publicly traded ETFs..I should be able to choose the public
investments that are right for me and my family. I shouldn't have to go through any special process
like passing a test before you can invest in public securities,
like leveraged and inverse funds. I am very capable of understanding leveraged and inverse funds
and
This is ridiculous these financial regulations are even being considered. I should be able to choose my own investments. Not enough people are taking advantage of these investment options already, not enough people are prepared for retirement, and you just want to make it harder. Its like you want the wealth gap to grow even more.
These literacy tests remind me of those required to vote and we
Hello, I started investing in crypto a few months ago as a way to improve my finances. What I invest in should be my choice, not anyone else's.
I also do not need to take a government regulated test to determine if I qualify to invest in something. I am using crypto to improve my long term finances and that of my family, to break the cycle of poverty in my family.
I know many, many folks