Michael Sterling Comment On Regulatory Notice 22-08
Michael Sterling
N/A
I strongly oppose any restrictions on my right to decide what I can and cannot invest in. I currently invest in 2X or 3X products, both bullish and bearish. I am a grown adult, with 30 years of experience in the markets and do not need additional protection from regulators. I take personal responsibility for my decisions and would prefer that you leave me alone to invest how I prefer. I find the idea of passing a test reprehensible. People are fed up with government overreach and imposing restrictions on me is unacceptable. Thank you.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Michael Sterling Comment On Regulatory Notice 22-08
I strongly oppose any restrictions on my right to decide what I can and cannot invest in. I currently invest in 2X or 3X products, both bullish and bearish. I am a grown adult, with 30 years of experience in the markets and do not need additional protection from regulators. I take personal responsibility for my decisions and would prefer that you leave me alone to invest how I prefer. I find the idea of passing a test reprehensible. People are fed up with government overreach and imposing restrictions on me is unacceptable. Thank you.