Inverse and leveraged funds are a very important part of my investing. I have been able to weather the lows by using those funds and have gone beyond just preserving my initial capital. I am fully capable of using this type of strategy to manage my money when needed, and do not believe I should be regulated more than any other member of the public. This should not be another case of just the
We as individual investors should have the choice and option to decide which investments are best for us. Public investments should be available to all of the public, not just the privileged. Especially in 2022, diversity and inclusion is extremely important, allowing all people to learn and make decisions that are best for themselves, not regulators.
Leveraged and inverse funds are an important
To whom it may concern, Instead of regulators choosing which investments I can and can't use, I should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public. I shouldn't have to go through any special process before you can invest in public securities. If a product is complicated, there are already rules
I have been successfully investing in leveraged ETFs for over 10 years now. I currently hold a significant position in TQQQ with unrealized capital gains that I can't afford to pay taxes on until after I retire. I need the liquidity of of an active options market on this leveraged ETF to be able to sell options against my position in times of excess volatility. I cannot afford to change
I am an individual investor who believes a person should not need to go through a special process before being allowed to invest in public securities. To invest is to be aware that markets fluctuate and carry inherent risk -- any serious investor learns this quickly. I should not have to jump through hoops or demonstrate I have an arbitrary net worth before investing in leveraged or inverse funds
It is extremely important to me that I maintain at least the current level of freedom to flexibly and effectively invest via leveraged and inverse ETF products. Such instruments allow me to produce suitable returns while simultaneously limiting my capital outlay. They allow me to hold greater cash reserves for safety while I produce the cash flow I need to supplement my current family income and
To whom it may concern, I have used leveraged and inverse funds within the past two years in time of high volatility to hedge against my portfolio. If the instruments are taken away from us, and allowed for use for only to special personnel then my right to choose my investments is essentially taken away. I understand that there are risks involved with the use of leveraged and inverse funds,
Hi, I oppose the SEC Proposed Rule #S7-24-15. I feel this rule would only serve to further divide the wealth gap that already exists in this counrtry, as it would make it more difficult for investors such as myself, with a lower net worth, to take advantage of leveraged funds in order to enhance capital gains. While I certainly don't think it would be wise or safe for any investor to insvest
FINRA is highlighting a recent joint Cybersecurity and Infrastructure Security Agency (CISA) and Federal Bureau of Investigation (FBI) Cybersecurity Advisory published on August 30, 2023, which may be updated as new intelligence is uncovered.
Any member of FINRA that is also a member of the New York Stock Exchange LLC ("NYSE") ("Dual Member") (including any persons affiliated with such member) may be subject to a fine under Rule 9216(b) with respect to any rule or By-Law provision listed in this Rule that applies to such member or person. However, any Dual Member that was not also a member of NASD as of July 30,
