Notice of Special Meeting of FINRA Large Firms to Elect Large Firm Governor and Proxy
Nominees for the District Committees and District Nominating Committees
The rules of Finra need to be changed. They may have been created to help reduce the predatory practices of unscrupulous brokers and protect individuals from such practices, and there may be a need to protect individuals from themselves, but we each bear the responsibility of knowing what we are doing at any given time. I have traded stocks, options, futures and forex. It is a lifelong process,
Options trading carries risk and requires specific approval from an investor’s brokerage firm.
Notice of SFAB Election
and Ballots
SEC Approves Amendments to TRACE Rules and Dissemination Protocols to Disseminate Rule 144A Transactions in TRACE-Eligible Securities and Related Fees
FINRA Requests Comment on Proposed Limited Safe Harbor From FINRA Equity and Debt Research Rules for Desk Commentary
Hello FINRA,
These types of restrictions take away the opportunity for retail investors to engage in leveraged investing. It should be understood that by eliminating this you would take away the opportunity for investors to take on additional risk based on tolerance of the individual. Please consider that investments regulations should mitigate extreme risk. In these instances most investors
Regulators shouldn't be able to decide what I can and cannot invest in. I am capable of understanding the risks involved with inverse and leveraged funds without going through any special processes. Leveraged and inverse funds provide unique opportunities to grow my capital that other securities cannot provide like hedging and enhancing my portfolio. I'm just a college student
I am opposed to FINRA Regulatory notice # 22-08.
The decision for such investments should lie between a broker and an investor, akin to the relationship between a doctor and patient.
If additional investment risk information is needed, FINRA should promulgate it. I am and have been capable of understanding the investment risk with these investments for some time. I do not need the consequences
