William Bluemer Comment On Regulatory Notice 22-08
William Bluemer
N/A
I am opposed to FINRA Regulatory notice # 22-08.
The decision for such investments should lie between a broker and an investor, akin to the relationship between a doctor and patient.
If additional investment risk information is needed, FINRA should promulgate it. I am and have been capable of understanding the investment risk with these investments for some time. I do not need the consequences imposed by Notice #22-08.
These investments are part of my strategy to mitigate investment risk, ( i.e investment in Inverse Equity funds to mitigate risk of equities with unrealized capital gains ).
This proposal is an over reach of government authority.
William Bluemer Comment On Regulatory Notice 22-08
I am opposed to FINRA Regulatory notice # 22-08.
The decision for such investments should lie between a broker and an investor, akin to the relationship between a doctor and patient.
If additional investment risk information is needed, FINRA should promulgate it. I am and have been capable of understanding the investment risk with these investments for some time. I do not need the consequences imposed by Notice #22-08.
These investments are part of my strategy to mitigate investment risk, ( i.e investment in Inverse Equity funds to mitigate risk of equities with unrealized capital gains ).
This proposal is an over reach of government authority.