Nominees for the District Committees and District Nominating Committees

The purpose of this Election Notice is to announce the nominees for the District Committees and the District Nominating Committees. The individuals identified in this Notice have been nominated for the District Committees and District Nominating Committees for terms beginning in June 2009. The term of office for District Committee members is three years, unless an individual is selected to complete an existing term. Each District Nominating Committee member serves a one-year term. The length of the term of each nominee and the Committee for which they are being nominated are specified in Attachment A.

These nominees will be considered duly elected on April 8, 2009, to terms beginning June 1, 2009, unless an election is contested in accordance with the procedures summarized below.

Note: FINRA distributed this Notice electronically only to the Executive Representative of each FINRA member firm and it is posted on FINRA’s Web site at www.finra.org/Notices/Election/022309. Executive Representatives should circulate this Notice to their firm’s branch managers.

Questions concerning this Notice may be directed to:

• The District Office contact noted in Attachment A; or
• Marcia E. Asquith, Senior Vice President and Corporate Secretary, at (202) 728-8949 or [email protected].