I do not need any governing body deciding for me how to invest. There didn't seem to be any concern over how retail investors spent their money in the stock market until January of 2021. Institutional investors repeatedly creating systemic risk by their gambling with derivatives are an actual imminent threat to our markets. They are the ones who need significantly more regulation and
I'm shocked and appalled at the idea of this. Why is it that the powers that be never fail at trying to crush the little guy? When I received notification from my Broker I had to call to verify because I just knew it was a scam to get my info. Is this not AMERICA? Let me tell you a little about me. I'm a High School dropout. I always wanted to be a rock star so my studies
SUGGESTED ROUTING*
Legal & ComplianceOperationsTrading
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EXECUTIVE SUMMARY
Effective August 1, 1989, the requirement to report daily price and volume in non-NASDAQ over-the-counter equity securities ("non-NASDAQ securities") pursuant to Schedule H to the NASD By-Laws was extended to the entire
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to extend the pilot period related to FINRA Rule 6121.02 (Market-wide Circuit Breakers in NMS Stocks) to the close of business on March 18, 2022.
Options trading carries risk and requires specific approval from an investor’s brokerage firm.
Close dark pools and cancel shorting stocks it is unfair to retail investors and the companies that are going out of business. This system is rigged and unfair to the investors and worker. We demand change, how is this even possible? If it wasnt for the greed of SHF , the rest of the world would've never uncovered this.
I would like to express my displeasure at the elitist idea of limiting my use of leveraged and inverse funds. These funds play an important part of my portfolio, as each gives me an instant diversified basket of stocks, and are much easier to use than options, which really are not practical for the small investor or trader.
TO FINRA
I do object to not having the option of choosing how and what stocks and other investments I choose to spend my monies on. Kindly do not add another layer of government intervention to my investment account and free choice. Thank you for you attention to my opinion
Regards, Rose Mary Petry
My grandfater taught me how to invest to pay my way thru colledge. I have been very succcessful investing in the stock market especially QQQ & TQQQ ProShares. It has paid my way thru 3 years of school and I need it to continue. Let me invest the way I am used to.
To whom it may concern, I am an individual investor with no special expertise in financial markets or their regulation. However, I am a scientist who performs a lot of data analysis, statistics and machine learning for my profession, and therefore I believe I have more than enough expertise to analyze financial data that is available. In order for informed decisions to be made, whether in finance
