Notices

Notice To Members 94-29
SEC Approves Use Of Market-Maker Identifiers For OTCBB And Elimination Of Certain Schedule H Reporting Requirements
Friday, April 01, 1994
Notice To Members 94-28
Effectiveness Of New Section 46 Of Article III Of The Rules Of Fair Practice Delayed Until September 15, 1994
Friday, April 01, 1994
Notice To Members 94-27
Increased Advertising Regulation Department Filing Fees Take Effect May 1, 1994
Friday, April 01, 1994
Notice To Members 94-26
SEC Approves Surcharge On Any NASD Member Named As A Party To An Arbitration Proceeding
Friday, April 01, 1994
Notice To Members 94-25
SEC Approves Amendments To Filing Requirements For Communications Regarding Mutual Fund Rankings And CMOs Effective June 1, 1994
Friday, April 01, 1994
Notice To Members 94-24
SEC Approves Amendments To Remove The Member Vote Requirement For Amendments To The Rules Of Fair Practice And Incorporate Appendices Into Rules Of Fair Practice
Friday, April 01, 1994
Notice To Members 94-23
Fixed Income Pricing System (FIPS) Begins Operation
Friday, April 01, 1994
Notice To Members 94-22
Mail Vote—NASD Solicits Member Vote On Proposed Amendments To The Pre-Membership Interview Procedures;
Friday, April 01, 1994
Notice To Members 94-21
Nasdaq National Market Additions, Changes, And Deletions As Of February 24, 1994
Tuesday, March 01, 1994
Notice To Members 94-20
Good Friday: Trade Date-Settlement Date Schedule
Tuesday, March 01, 1994
Notice To Members 94-19
Appointment Of A SI PC Trustee
Tuesday, March 01, 1994
Notice To Members 94-18
Municipal Securities Rulemaking Board Preparing Way For T+3 Settlement Of Municipal Securities
Tuesday, March 01, 1994
Notice To Members 94-17
SEC Reproposes Large-Trader Reporting System
Tuesday, March 01, 1994
Notice To Members 94-16
NASD Reminds Members Of Mutual Fund Sales Practice Obligations
Tuesday, March 01, 1994
Notice To Members 94-15
SEC Issues Alert Regarding Stolen Stock Certificates
Tuesday, March 01, 1994
Notice To Members 94-14
NASD Clarifies Compensation Disclosure Requirements For Mutual Funds In Article III, Section 26 Of The NASD Rules Of Fair Practice
Tuesday, March 01, 1994
Notice To Members 94-13
SEC Approves Sales-Charge Disclosure Exemption For Money Market Mutual Funds
Tuesday, March 01, 1994
Notice To Members 94-12
Nasdaq National Market Additions, Changes, And Deletions As Of January 27, 1994
Tuesday, February 01, 1994
Notice To Members 94-49
Independence Day: Trade Date-Settlement Date Schedule
Thursday, June 01, 1995
Notice To Members 92-20
Sale of Direct Participation Program Debt Instruments by Limited Principals and Representatives; SEC Approval of Amendments to Parts II and III of Schedule C To the NASD's By-Laws
Wednesday, April 01, 1992
Notice To Members 92-17
Adoption of Amendments to Interpretation of the Board of Governors — Forwarding Of Proxy and Other Materials, Article III, Section 1 of the NASD Rules of Fair Practice Re: Forwarding Proxy Material on the Request of Stockholders
Wednesday, April 01, 1992
Notice To Members 92-16
NASD Policies and Procedures for Markups/Markdowns in Equity Securities
Wednesday, April 01, 1992
Notice To Members 92-15
Nasdaq National Market Additions, Changes, and Deletions as of February 24, 1992
Sunday, March 01, 1992
Notice To Members 92-14
Good Friday — Trade Date-Settlement Date Schedule
Sunday, March 01, 1992
Notice To Members 92-11
Fees and Charges for Services
Saturday, February 01, 1992