Notices

Notice To Members 94-20
Good Friday: Trade Date-Settlement Date Schedule
Tuesday, March 01, 1994
Notice To Members 94-19
Appointment Of A SI PC Trustee
Tuesday, March 01, 1994
Notice To Members 94-18
Municipal Securities Rulemaking Board Preparing Way For T+3 Settlement Of Municipal Securities
Tuesday, March 01, 1994
Notice To Members 94-17
SEC Reproposes Large-Trader Reporting System
Tuesday, March 01, 1994
Notice To Members 94-16
NASD Reminds Members Of Mutual Fund Sales Practice Obligations
Tuesday, March 01, 1994
Notice To Members 94-15
SEC Issues Alert Regarding Stolen Stock Certificates
Tuesday, March 01, 1994
Notice To Members 94-14
NASD Clarifies Compensation Disclosure Requirements For Mutual Funds In Article III, Section 26 Of The NASD Rules Of Fair Practice
Tuesday, March 01, 1994
Notice To Members 94-13
SEC Approves Sales-Charge Disclosure Exemption For Money Market Mutual Funds
Tuesday, March 01, 1994
Notice To Members 94-12
Nasdaq National Market Additions, Changes, And Deletions As Of January 27, 1994
Tuesday, February 01, 1994
Notice To Members 94-49
Independence Day: Trade Date-Settlement Date Schedule
Thursday, June 01, 1995
Notice To Members 92-25
Proposed Amendment to Article III, Section 15 of the NASD Rules of Fair Practice Re: Exemption for Negative-Response Letters Used to Facilitate Certain Bulk Exchanges of Money Market Mutual Funds
Friday, May 01, 1992
Notice To Members 92-24
Nasdaq National Market Additions, Changes, and Deletions as of March 25, 1992
Wednesday, April 01, 1992
Notice To Members 92-23
Memorial Day — Trade Date-Settlement Date Schedule
Wednesday, April 01, 1992
Notice To Members 92-22
Appointment of SIPC Trustees for Four Firms
Wednesday, April 01, 1992
Notice To Members 92-21
SOES Tier Levels to Change for 431 Issues on May 4, 1992
Wednesday, April 01, 1992
Notice To Members 92-20
Sale of Direct Participation Program Debt Instruments by Limited Principals and Representatives; SEC Approval of Amendments to Parts II and III of Schedule C To the NASD's By-Laws
Wednesday, April 01, 1992
Notice To Members 92-19
Retention of Jurisdiction; SEC Approval of Amendments to Article III, Section 5 and Article IV, Sections 3 and 4 of the Association's By-Laws, and Article IV, Section V Of the Association's Rules of Fair Practice
Wednesday, April 01, 1992
Notice To Members 92-18
SEC Approval of Amendments to the Definition of the Term "Branch Office" in Article III, Section 27 of the Rules of Fair Practice
Wednesday, April 01, 1992
Notice To Members 92-17
Adoption of Amendments to Interpretation of the Board of Governors — Forwarding Of Proxy and Other Materials, Article III, Section 1 of the NASD Rules of Fair Practice Re: Forwarding Proxy Material on the Request of Stockholders
Wednesday, April 01, 1992
Notice To Members 92-16
NASD Policies and Procedures for Markups/Markdowns in Equity Securities
Wednesday, April 01, 1992
Notice To Members 92-15
Nasdaq National Market Additions, Changes, and Deletions as of February 24, 1992
Sunday, March 01, 1992
Notice To Members 92-14
Good Friday — Trade Date-Settlement Date Schedule
Sunday, March 01, 1992
Notice To Members 92-13
Nasdaq National Market Additions, Changes, and Deletions as of January 27, 1992
Saturday, February 01, 1992
Notice To Members 92-11
Fees and Charges for Services
Saturday, February 01, 1992
Notice To Members 92-10
Approval of Amendments to Article III, Section 3 of the NASD By-Laws Regarding NASD Member Requirement to Appoint One Executive Representative Responsible For Voting and Acting for the Member in All Affairs Relating to the NASD
Saturday, February 01, 1992