Notices

Notice To Members 90-31
Electronic Filing of Forms LJ-5 and Amendments to Form U-4
Tuesday, May 01, 1990
Notice To Members 90-35
SEC Approval for and Startup of the OTC Bulletin Board
Wednesday, May 09, 1990
Notice To Members 90-41
Independence Day: Trade Date-Settlement Date Schedule
Friday, June 01, 1990
Notice To Members 90-47
Amendments to Code of Arbitration Procedure
Sunday, July 01, 1990
Notice To Members 90-48
NASDAQ National Market System (NASDAQ/NMS) Additions, Changes, and Deletions As of June 14, 1990
Sunday, July 01, 1990
Notice To Members 90-28
Automated Confirmation Transaction (ACT) Service Fees
Tuesday, May 01, 1990
Notice To Members 90-26
Proposed Amendments to Subsections (b)(4) and (d) of Article III, Section 26 of the NASD Rules of Fair Practice Re: Regulation of Asset-Based Sales Charges by the NASD; Last Date for Comment: May 31, 1990
Monday, April 16, 1990
Notice To Members 90-23
Administrative Conversion of the Series 7 General Securities Representative Examination to PLATO* Computer-Based Delivery
Sunday, April 01, 1990
Notice To Members 90-25
NASDAQ National Market System (NASDAQ/NMS) Additions, Changes, and Deletions As of March 15, 1990
Sunday, April 01, 1990
Notice To Members 90-27
Proposed Amendment to Article III, Section 26 of the NASD Rules of Fair Practice Re: Disclosure of Deferred Sales Charges on Confirmations of the Sale of Investment Company Shares; Last Voting Date: June 5, 1990
Tuesday, May 01, 1990
Notice To Members 90-20
Proposed Amendments to Article III, Section 5(b) and Article IV, Sections 3 and 4 of The NASD By-Laws, and Article IV, Section 5 of the NASD Rules of Fair Practice; Last Date for Comment: May 5, 1990
Sunday, April 01, 1990
Notice To Members 90-21
Collection of Fines and Costs in Disciplinary Proceedings
Sunday, April 01, 1990
Notice To Members 90-22
SOES Tier Levels to Change for 416 Issues on April 16, 1990
Sunday, April 01, 1990
Notice To Members 90-19
Proposed Amendments to the NASD By-Laws and Code of Procedure to Implement The Recommendations of the Special Committee on NASD Structure and Governance; Last Date for Comment: April 30, 1990
Sunday, April 01, 1990
Notice To Members 90-16
New Interim Criteria for Initial Inclusion in the NASDAQ System
Thursday, March 01, 1990
Notice To Members 90-17
NASDAQ National Market System (NASDAQ/NMS) Additions, Changes, and Deletions As of February 9, 1990
Thursday, March 01, 1990
Notice To Members 90-18
SEC Staff Interpretations of Rule 15c2-6
Monday, March 19, 1990
Notice To Members 90-15
Amendment to Uniform Practice Code Regarding Buy-In Procedures, Effective February 1, 1990
Thursday, March 01, 1990
Notice To Members 90-14
Proposed Amendments to Article III, Section 35 of NASD's Rules of Fair Parctice Re: Communications With the Public; Last Voting Date: April 5, 1990
Thursday, March 01, 1990
Notice To Members 90-13
Proposed Technical Amendment to Pending Prompt Receipt Rule; Last Voting Date: April 5, 1990
Thursday, March 01, 1990
Notice To Members 90-12
Proposed Amendments to Article III, Sections 2 and 21 (c) of the Rules of Fair Practice Re: Customer Account Information; Last Voting Date: April 5, 1990
Thursday, March 01, 1990
Notice To Members 90-11
Proposed Amendment Re: Disclosure of Payment for Order Flow Practices on Customer Confirmations; Last Voting Date: April 5, 1990
Thursday, March 01, 1990
Notice To Members 90-10
Proposed Corporate Financing Rule; Last Voting Date: April 5, 1990
Thursday, March 01, 1990
Notice To Members 90-9
Mandatory Participation by Self-Clearing Firms in the Automated Confirmation Transaction (ACT) Service Begins March 1, 1990
Wednesday, February 21, 1990
Notice To Members 90-7
Presidents' Day: Trade Date-Settlement Date Schedule
Thursday, February 01, 1990