Notices

Notice To Members 88-11
Proposed Amendments to Article III, Section 27 of the NASD Rules of Fair Practice Regarding Supervision and the Definitions of "Office of Supervisory Jurisdiction" and "Branch Office"
Monday, February 08, 1988
Notice To Members 88-10
Relocation of NASD New York Offices
Monday, February 01, 1988
Notice To Members 88-9
NASDAQ National Market System Totals 3,040 Securities With Six Additions on February 2, 1988
Friday, January 29, 1988
Notice To Members 88-8
Request for Comments on Proposed New Section 3 to Article VII and an Amendment to Article XI, Section 4 of the NASD By-Laws
Wednesday, January 20, 1988
Notice To Members 88-7
Year-End Check List of NASD Notices to Members
Friday, January 15, 1988
Notice To Members 88-6
SEC Approves NASD New Order Confirmation Transaction (OCT) Service
Friday, January 15, 1988
Notice To Members 88-5
Request for Comments on Proposed NASD Rule of Fair Practice Regarding Outside Business Activities
Thursday, January 14, 1988
Notice To Members 88-4
NASDAQ National Market System Totals 3,040 Securities With Four Additions on January 19, 1988
Thursday, January 14, 1988
Notice To Members 88-3
Amendment to Section 64 of the NASD Uniform Practice Code Regarding Acceptance and Settlement of COD Orders, Effective February 11, 1988
Thursday, January 07, 1988
Notice To Members 88-2
Martin Luther King, Jr.'s Day: Trade Date-Settlement Date Schedule
Tuesday, January 05, 1988
Notice To Members 88-1
Proposed Amendments to NASD By-Laws and Rules of Fair Practice, and Proposed New Government Securities Rules
Monday, January 04, 1988
Notice To Members 87-88
Request for Comments on Proposed Amendments to Section 66 of the NASD Uniform Practice Code Regarding Syndicate Expense Statements and Prompt Settlement of Commissions
Wednesday, December 30, 1987
Notice To Members 87-87
Request for Comments on Proposed Amendments to Schedule E to the NASD By-Laws Regarding the Definition of a Qualified Independent Underwriter
Wednesday, December 30, 1987
Notice To Members 87-86
NASDAQ National Market System Totals 3,052 Securities With Four Additions on January 5, 1988
Wednesday, December 30, 1987
Notice To Members 87-85
SEC Approves Revised Rules for Reporting NASDAQ/NMS Trades Executed Between 4 p.m. and 5 p.m. Under Schedule D to the NASD By-Laws
Thursday, December 24, 1987
Notice To Members 87-84
Annual State, Agent, and Broker-Dealer Renewals for 1988
Friday, December 11, 1987
Notice To Members 87-83
Member Comment on NASD Proposals
Thursday, December 10, 1987
Notice To Members 87-82
Christmas Day - New Year's Day: Trade Date-Settlement Date Schedule
Wednesday, December 09, 1987
Notice To Members 87-81
NASDAQ National Market System Totals 3,066 Securities With 5 Additions on December 15, 1987
Wednesday, December 09, 1987
Notice To Members 87-80
NASDAQ National Market System Totals 3,068 Securities With 2 Additions on December 1, 1987
Wednesday, December 30, 1987
Notice To Members 87-79
Request for Comments on Proposed New NASD By-Law Authorizing Mandatory Reporting of Trade Comparison Information
Tuesday, November 24, 1987
Notice To Members 87-78
1988 Schedule of Holidays
Monday, November 23, 1987
Notice To Members 87-77
Request for Comments on Proposed Amendments to the Rules of Practice and Procedures for the NASD's Small Order Execution System and to Schedule D to the NASD By-Laws
Friday, November 20, 1987
Notice To Members 87-76
New Category of Limited Representative Registration for Corporate Securities and Availability of a Study Outline for the Series 62 — Corporate Securities Limited Representative Qualification Examination
Tuesday, November 17, 1987
Notice To Members 87-75
Revised Series 4 — Registered Options Principal (ROP) Qualification Examination and New Study Outline
Tuesday, November 17, 1987