Notices

Notice To Members 92-46
Nasdaq National Market Additions, Changes, and Deletions as of July 28, 1992
Saturday, August 01, 1992
Notice To Members 92-48
Columbus Day — Trade Date-Settlement Date Schedule
Tuesday, September 01, 1992
Notice To Members 92-42
Penny Stock Risk Disclosure Document
Saturday, August 01, 1992
Notice To Members 92-43
Labor Day — Trade Date-Settlement Date Schedule
Saturday, August 01, 1992
Notice To Members 92-41
SEC Approval of Amendments to Article III, Section 26 of the NASD Rules of Fair Practice Regarding Limitations on Mutual Fund Asset-Based Sales Charges; Effective July 7, 1993
Saturday, August 01, 1992
Notice To Members 92-44
Appointment of a SIPC Trustee for Two Firms
Saturday, August 01, 1992
Notice To Members 92-47
The Role of the NASD's Standing Committees
Tuesday, September 01, 1992
Notice To Members 92-39
Confirmation Disclosure Requirements for Transactions in Nasdaq Small-Cap Stocks
Wednesday, July 01, 1992
Notice To Members 92-37
Proposed Amendment to Article III, Section 21 of the Rules of Fair Practice to Require Predispute Arbitration Agreements to Include a Notice That Class-Action Matters May Not Be Arbitrated; Last Voting Date: August 21, 1992
Wednesday, July 01, 1992
Notice To Members 92-38
SEC Adoption of Penny-Stock Disclosure Rules Under the Securities Enforcement Remedies and Penny Stock Reform Act of 1990
Wednesday, July 01, 1992
Notice To Members 92-33
Providing of Proxy Voting Advice to Customers
Monday, June 01, 1992
Notice To Members 92-26
SEC Approval of Trade Reporting for Regular Nasdaq Securities
Friday, May 01, 1992
Notice To Members 92-29
Nasdaq National Market Additions, Changes, and Deletions as of April 21, 1992
Friday, May 01, 1992
Notice To Members 92-30
Proposed Amendment to Rules of Fair Practice to Require Members to Send Periodic Statements of Account to Customers; Last Voting Date: July 22, 1992
Monday, June 01, 1992
Notice To Members 92-31
SEC Approval of Amendments Relating to the Contingent Suspension of Members and Associated Persons
Monday, June 01, 1992
Notice To Members 92-32
Request for Comments on Proposed Amendment to the Rules of Fair Practice Relating to the Respective Obligations and Supervisory Responsibilities of Introducing and Clearing Firms; Last Date for Comments: July 22, 1992
Monday, June 01, 1992
Notice To Members 92-21
SOES Tier Levels to Change for 431 Issues on May 4, 1992
Wednesday, April 01, 1992
Notice To Members 92-18
SEC Approval of Amendments to the Definition of the Term "Branch Office" in Article III, Section 27 of the Rules of Fair Practice
Wednesday, April 01, 1992
Notice To Members 92-19
Retention of Jurisdiction; SEC Approval of Amendments to Article III, Section 5 and Article IV, Sections 3 and 4 of the Association's By-Laws, and Article IV, Section V Of the Association's Rules of Fair Practice
Wednesday, April 01, 1992
Notice To Members 92-25
Proposed Amendment to Article III, Section 15 of the NASD Rules of Fair Practice Re: Exemption for Negative-Response Letters Used to Facilitate Certain Bulk Exchanges of Money Market Mutual Funds
Friday, May 01, 1992
Notice To Members 92-15
Nasdaq National Market Additions, Changes, and Deletions as of February 24, 1992
Sunday, March 01, 1992
Notice To Members 92-14
Good Friday — Trade Date-Settlement Date Schedule
Sunday, March 01, 1992
Notice To Members 92-12
SIPC Trustees Appointed for Two Securities Firms
Saturday, February 01, 1992
Notice To Members 92-11
Fees and Charges for Services
Saturday, February 01, 1992
Notice To Members 92-13
Nasdaq National Market Additions, Changes, and Deletions as of January 27, 1992
Saturday, February 01, 1992