Notices

Notice To Members 90-62
Proposed Amendment Re: Use and Disclosure of Member Names; Last Voting Date: November 5, 1990
Monday, October 01, 1990
Notice To Members 90-64
Amendments to the NASD By-Laws and to Schedule B Thereof to Modify the Size and Composition of the Board of Governors and the Number and Configuration of the Districts, Effective September 4, 1990
Monday, October 01, 1990
Notice To Members 90-60
NASDAQ National Market System (NASDAQ/NMS) Additions, Changes, and Deletions As of August 13, 1990
Saturday, September 01, 1990
Notice To Members 90-57
Implementation of Amendment to Rules of Practice and Procedures for the Small Order Execution System Re: Market Makers' Entry of Agency Orders into SOES, Effective July 27, 1990
Saturday, September 01, 1990
Notice To Members 90-58
Clarification of Schedule H Reporting Requirements
Saturday, September 01, 1990
Notice To Members 90-59
Columbus Day: Trade Date-Settlement Date Schedule
Saturday, September 01, 1990
Notice To Members 90-63
Amendment to Proposed Rule Re: Disclosure of Payment for Order Flow Practices On Customer Confirmations; Last Voting Date: November 5, 1990
Monday, October 01, 1990
Notice To Members 90-69
Amendment to Schedule C of the NASD By-Laws Regarding Use of the Modified General Securities Representative Examination to Qualify Persons Registered With The Securities Association of the United Kingdom, Effective Immediately
Monday, October 01, 1990
Notice To Members 90-54
NASDAQ National Market System (NASDAQ/NMS) Additions, Changes, and Deletions As of July 13, 1990
Wednesday, August 01, 1990
Notice To Members 90-55
SIPC Trustee Appointed for Blinder, Robinson & Company, Inc.
Friday, August 03, 1990
Notice To Members 90-53
Labor Day: Trade Date-Settlement Date Schedule
Wednesday, August 01, 1990
Notice To Members 90-51
SEC Approval of Amendment to Board of Governors' Interpretation on Prompt Receipt and Delivery of Securities
Wednesday, August 01, 1990
Notice To Members 90-52
SEC Approval of Amendments to Article III, Sections 2 and 21 (c) of the Rules of Fair Practice Re: Customer Account Information
Wednesday, August 01, 1990
Notice To Members 90-56
Proposed Amendments to Subsections (b) "Definitions" and (d) ("Sales Charge Rule") of Article III, Section 26 of the NASD Rules of Fair Practice Re: Regulation By the NASD of Mutual Fund Asset-Based Sales Charges; Last Voting
Saturday, September 01, 1990
Notice To Members 90-28
Automated Confirmation Transaction (ACT) Service Fees
Tuesday, May 01, 1990
Notice To Members 90-29
SEC Approval of New Schedule I to the NASD By-Laws Establishing and Setting Rules for The PORTAL<sup>SM</sup> Market for Primary Distributions and Secondary Trading of Private Placements
Tuesday, May 01, 1990
Notice To Members 90-26
Proposed Amendments to Subsections (b)(4) and (d) of Article III, Section 26 of the NASD Rules of Fair Practice Re: Regulation of Asset-Based Sales Charges by the NASD; Last Date for Comment: May 31, 1990
Monday, April 16, 1990
Notice To Members 90-25
NASDAQ National Market System (NASDAQ/NMS) Additions, Changes, and Deletions As of March 15, 1990
Sunday, April 01, 1990
Notice To Members 90-27
Proposed Amendment to Article III, Section 26 of the NASD Rules of Fair Practice Re: Disclosure of Deferred Sales Charges on Confirmations of the Sale of Investment Company Shares; Last Voting Date: June 5, 1990
Tuesday, May 01, 1990
Notice To Members 90-30
New NASDAQ Listing and Maintenance Standards
Tuesday, May 01, 1990
Notice To Members 90-31
Electronic Filing of Forms LJ-5 and Amendments to Form U-4
Tuesday, May 01, 1990
Notice To Members 90-32
Revised Forms U-4 and U-5 Go Into Effect
Tuesday, May 01, 1990
Notice To Members 90-33
Memorial Day: Trade Date-Settlement Date Schedule
Tuesday, May 01, 1990
Notice To Members 91-64
SOES Tier Levels to Change for 487 Issues on October 31, 1991
Tuesday, October 01, 1991
Notice To Members 90-35
SEC Approval for and Startup of the OTC Bulletin Board
Wednesday, May 09, 1990