Notices

Notice to Members 01-69
Nominees for District Committee and District Nominating Committee
Wednesday, October 17, 2001
Notice to Members 01-68
Fixed Income Pricing System Additions, Changes, and Deletions as of August 21, 2001
Wednesday, October 10, 2001
Notice to Members 01-67
Executive Order Targeting Terrorists
Wednesday, October 10, 2001
Notice to Members 01-66
SEC Approves NASD Rule Proposal Relating to Operations
Wednesday, October 10, 2001
Notice to Members 01-65
NASD Seeks Comment on Proposed Rules and Policies Relating to Expungement of Information from the Central Registration Depository
Wednesday, October 10, 2001
Notice to Members 01-64
NASD Announces Nominees for Regional Industry Member Vacancies on the National Adjudicatory Council
Wednesday, October 03, 2001
Notice to Members 01-63
SEC Approves New Rule Relating to the Application of NASD Rules and Interpretive Materials to Exempted Securities
Friday, September 28, 2001
Notice to Members 01-62
Columbus Day: Trade Date-Settlement Date Schedule
Monday, September 10, 2001
Notice to Members 01-61
Fixed Income Pricing System Additions, Changes, And Deletions As Of July 20, 2001
Monday, September 10, 2001
Notice to Members 01-60
New Requirements for Electronic Blue Sheets Submissions
Monday, September 10, 2001
Notice to Members 01-59
NASD Requests Comment on Proposed Rule Amendments to Address Shelf Offerings of Securities
Monday, September 10, 2001
Notice to Members 01-58
Rules Relating to Bond Mutual Fund Volatility Ratings Extended Two Years
Monday, September 10, 2001
Notice to Members 02-15
Trade Date--Settlement Date for Good Friday 2002
Monday, February 11, 2002
Notice to Members 02-14
Fixed Income Pricing System Additions, Changes, and Deletions as of December 21, 2001
Monday, February 11, 2002
Notice to Members 02-13
SEC Approves Permanent Injunctive Relief Rule
Monday, February 11, 2002
Notice to Members 02-12
NASD Adopts Amendments to Relieve Registered Representatives Serving in the Armed Forces From Continuing Education Requirements
Tuesday, January 29, 2002
Notice to Members 02-11
NASD Dispute Resolution Establishes a New Hearing Location in Orlando, Florida, for Arbitration and Mediation Claims Filed in Its Forum
Tuesday, January 29, 2002
Notice to Members 01-57
NASD Announces Nomination Procedures for Regional Industry Member Vacancies on The National Adjudicatory Council
Tuesday, August 14, 2001
Notice to Members FYI February 2002
For Your Information
Monday, February 11, 2002
Notice to Members 00-28
SEC Approves Use of Hard to Borrow List to Comply with the Affirmative Determination Requirement for Short Sales (Rule 3370)
Wednesday, May 10, 2000
Notice to Members 00-27
Deadline Extended for Series 55 Equity Trader Examination to October 1, 2000
Monday, May 01, 2000
Notice to Members 00-26
NASD Regulation Reiterates Requirement That Members Correctly Report Order Audit Trail Information
Monday, April 24, 2000
Notice to Members 00-25
Memorial Day: Trade Date - Settlement Date Schedule
Monday, April 10, 2000
Notice to Members 00-24
Fixed Income Pricing System Additions, Changes, and Deletions as of February 23, 2000
Monday, April 10, 2000
Notice to Members 00-23
SEC Approves New Rules Relating to Bond Mutual Fund Volatility Ratings
Monday, April 10, 2000