Notices

Notice to Members 01-73
Amendment to the Policy for Granting Foreign Deferrals of the Regulatory Element - New VUE Center in Singapore
Tuesday, October 30, 2001
Notice to Members 02-17
Alerting Customers to Adjustments to Option Contracts
Sunday, March 10, 2002
Notice to Members 02-16
NASD Dispute Resolution to Consolidate Western Region March 4, 2002
Tuesday, February 19, 2002
Notice to Members 01-72
Securities Industry/Regulatory Council on Continuing Education Issues Firm Element Advisory
Sunday, October 28, 2001
Notice to Members 01-71
Content Outline for New Series 6 Program Regulatory Element (S106) for Investment Representatives
Sunday, October 28, 2001
Notice to Members 01-70
SEC Approves Increases to Member Surcharges and Process Fees in NASD Arbitration Proceedings, and Other Amendments to Fee-Related Provisions of The NASD Code of Arbitration Procedure
Friday, October 19, 2001
Notice to Members FYI March 2002
For Your Information
Sunday, March 10, 2002
Notice to Members 01-69
Nominees for District Committee and District Nominating Committee
Wednesday, October 17, 2001
Notice to Members 01-68
Fixed Income Pricing System Additions, Changes, and Deletions as of August 21, 2001
Wednesday, October 10, 2001
Notice to Members 01-67
Executive Order Targeting Terrorists
Wednesday, October 10, 2001
Notice to Members 01-66
SEC Approves NASD Rule Proposal Relating to Operations
Wednesday, October 10, 2001
Notice to Members 01-65
NASD Seeks Comment on Proposed Rules and Policies Relating to Expungement of Information from the Central Registration Depository
Wednesday, October 10, 2001
Notice to Members 01-64
NASD Announces Nominees for Regional Industry Member Vacancies on the National Adjudicatory Council
Wednesday, October 03, 2001
Notice to Members 01-63
SEC Approves New Rule Relating to the Application of NASD Rules and Interpretive Materials to Exempted Securities
Friday, September 28, 2001
Notice to Members 01-62
Columbus Day: Trade Date-Settlement Date Schedule
Monday, September 10, 2001
Notice to Members 01-61
Fixed Income Pricing System Additions, Changes, And Deletions As Of July 20, 2001
Monday, September 10, 2001
Notice to Members 01-60
New Requirements for Electronic Blue Sheets Submissions
Monday, September 10, 2001
Notice to Members 01-59
NASD Requests Comment on Proposed Rule Amendments to Address Shelf Offerings of Securities
Monday, September 10, 2001
Notice to Members 01-58
Rules Relating to Bond Mutual Fund Volatility Ratings Extended Two Years
Monday, September 10, 2001
Notice to Members 02-15
Trade Date--Settlement Date for Good Friday 2002
Monday, February 11, 2002
Notice to Members 02-14
Fixed Income Pricing System Additions, Changes, and Deletions as of December 21, 2001
Monday, February 11, 2002
Notice to Members 02-13
SEC Approves Permanent Injunctive Relief Rule
Monday, February 11, 2002
Notice to Members 02-12
NASD Adopts Amendments to Relieve Registered Representatives Serving in the Armed Forces From Continuing Education Requirements
Tuesday, January 29, 2002
Notice to Members 02-11
NASD Dispute Resolution Establishes a New Hearing Location in Orlando, Florida, for Arbitration and Mediation Claims Filed in Its Forum
Tuesday, January 29, 2002
Notice to Members 01-57
NASD Announces Nomination Procedures for Regional Industry Member Vacancies on The National Adjudicatory Council
Tuesday, August 14, 2001