Notice To Members 95-6
SUGGESTED ROUTING |
Senior Management
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As of December 29, 1994, the following bonds were added to the Fixed Income Pricing System (FIPSSM). These bonds are not subject to mandatory quotation:
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
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Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
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Firm compliance professionals can access filings and requests, run reports and submit support tickets.
SUGGESTED ROUTING |
Senior Management
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As of December 29, 1994, the following bonds were added to the Fixed Income Pricing System (FIPSSM). These bonds are not subject to mandatory quotation:
SUGGESTED ROUTING |
Senior Management
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Executive Summary
Effective March 1995
SUGGESTED ROUTING |
Senior Management
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Executive Summary
Effective Date: May 1, 1995
SUGGESTED ROUTING |
Legal & Compliance
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The Securities and Exchange Commission has recently approved revisions to several NASD qualification examinations. These changes become effective May 1, 1995. The revised examinations include the following.
SUGGESTED ROUTING |
Senior Management
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Executive Summary
SUGGESTED ROUTING |
Senior Management
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As of January 26, 1995, the following 19 issues joined the Nasdaq National Market®, bringing the total number of issues to 3,747:
SUGGESTED ROUTING |
Senior Management
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As of January 30, 1995, the following bonds were added to the Fixed Income Pricing System (FIPSSM). These bonds are not subject to mandatory quotation:
SUGGESTED ROUTING |
Senior Management
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Executive Summary
Effective Date: May 1, 1995
SUGGESTED ROUTING |
Legal & Compliance
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Comment Period Expires April 24, 1995
SUGGESTED ROUTING |
Senior Management
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Executive Summary