Notice To Members 94-78
SUGGESTED ROUTING |
Senior Management |
As of August 29, 1994, the following bonds were added to the Fixed Income Pricing System (FTPSSM). These bonds are not subject to mandatory quotation:
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
SUGGESTED ROUTING |
Senior Management |
As of August 29, 1994, the following bonds were added to the Fixed Income Pricing System (FTPSSM). These bonds are not subject to mandatory quotation:
Comment Period Expires November 7, 1994
SUGGESTED ROUTING |
Senior Management |
Executive Summary
SUGGESTED ROUTING |
Legal & Compliance |
Executive Summary
SUGGESTED ROUTING |
Legal & Compliance |
Executive Summary
Comment Period Expires November 30, 1994
SUGGESTED ROUTING |
Senior Management |
Executive Summary
SUGGESTED ROUTING |
Institutional |
SUGGESTED ROUTING |
Senior Management |
Executive Summary
SUGGESTED ROUTING |
Legal & Compliance |
SUGGESTED ROUTING |
Internal Audit |
The NASD will observe the following holiday schedule for 1995:
January 2 |
New Year's Day (observance) |
SUGGESTED ROUTING |
Legal & Compliance |
As of September 29, 1994, the following 49 issues joined the Nasdaq National Market, bringing the total number of issues to 3,725:
Symbol |