Notice To Members 90-82

SUGGESTED ROUTING*

Senior Management
Legal & Compliance

*These are suggested departments only. Others may be appropriate for your firm.

EXECUTIVE SUMMARY

The NASD Board of Governors has approved a resolution recommending that members consider including a non-SRO arbitration forum in predispute arbitration agreements with customers.

Notice To Members 90-85

SUGGESTED ROUTING*

Senior Management
Municipal
Operations
Systems

*These are suggested departments only. Others may be appropriate for your firm.

On October 31, 1990, the United States District Court for the Middle District of North Carolina appointed a Securities Investor Protection Corporation (SIPC) trustee for:

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