Notice To Members 91-4
SUGGESTED ROUTING:* |
Senior Management |
EXECUTIVE SUMMARY
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
SUGGESTED ROUTING:* |
Senior Management |
EXECUTIVE SUMMARY
SUGGESTED ROUTING:* |
Internal Audit |
The NASD will observe the following holiday schedule in 1991:
January 1 |
SUGGESTED ROUTING:* |
Internal Audit |
Martin Luther King, Jr., Day: Trade Date-Settlement Date Schedule
SUGGESTED ROUTING:* |
Internal Audit |
As of December 12, 1990, the following six issues joined Nasdaq/NMS, bringing the total number of issues to 2,587:
SUGGESTED ROUTING:* |
Corporate Finance |
SUGGESTED ROUTING:* |
Senior Management |
EXECUTIVE SUMMARY
The NASD requests comments on changes to the definition of "Executive Representative" that are intended to better assure proper communication with members on important matters.
SUGGESTED ROUTING:* |
Senior Management |
EXECUTIVE SUMMARY
SUGGESTED ROUTING:* |
Senior Management |
EXECUTIVE SUMMARY
SUGGESTED ROUTING:* |
Senior Management |
EXECUTIVE SUMMARY
SUGGESTED ROUTING:* |
Senior Management |
EXECUTIVE SUMMARY