2019061232601 TCDO190001 Alpine Securities Corporation CRD 14952 Temporary Cease and Desist Consent Order jm (2019-1567729174449).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. Alpine Securities Corporation (CRD No. 14952), Respondent. Temporary Cease and Desist Proceeding No. TCDO190001 Hearing Officer-LOM TEMPORARY CEASE AND DESIST CONSENT ORDER Based upon the parties' consent, the Hearing Panel issues this Temporary Cease and Desist Consent Order ("Order") pursuant to FINRA Rule 9840. It is understood and agreed by all the undersigned that the parties'