Ballots
Sec. 8.11 The Secretary of FINRA Regulation shall send a ballot to the Executive Representative of each FINRA member eligible to vote in the district.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Amended by SR-FINRA-2018-021 eff. May 18, 2018. Amended by SR-FINRA-2011-011 eff. April 28, 2011. |
Amended by SR-FINRA-2009-020 eff. Aug. 20, 2009. |