FINRA’s Office of the Ombuds
Ombuds is a term originating from Sweden and means representative. The International Ombuds Association describes an ombuds as “one who assists individuals and groups in the resolution of conflicts or concerns.”
2021071992801 Archie Abel Blood CRD 1861277 AWC va (2023-1677975597945).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021071992801
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Archie Abel Blood (Respondent)
Former General Securities Representative, Investment Company and Variable Contracts
Products Representative and Direct Participation Program Representative
CRD No. 1861277
Pursuant to FINRA Rule 9216, Respondent Archie Abel Blood submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.