2023 FINRA Senior Investor Protection Conference Agenda
The Senior Investor Protection Conference is a one-day event dedicated to sharing the most up-to-date regulatory information, effective strategies and solutions for protecting senior and vulnerable investors from exploitation, scams, and other questionable practices. This conference includes discussions of the rules on financial exploitation of specified adults, a regulatory roundtable, information about trends, scams and schemes, and more. The conference also offers opportunities to network and discuss issues specific to senior investors with FINRA staff and industry practitioners.
Agenda
All times are listed in Eastern Time.
8:30 a.m. – 4:30 p.m.
Registration
8:30 a.m. – 9:45 a.m.
Networking Breakfast
9:45 a.m. – 9:50 a.m.
Welcome Remarks
9:50 a.m. – 10:40 a.m.
Impact of the Aging Brain on Financial Decisions
10:40 a.m.– 11:00 a.m.
Networking Break
11:00 a.m. – 11:40 a.m.
Overview of Rules on Financial Exploitation of Specified Adults
11:40 a.m. – 12:00 p.m.
Networking Break
12:00 p.m. – 12:45 p.m.
Roundtable on Senior Issues and Agency Collaboration
12:45 p.m. – 2:00 p.m.
Networking Lunch
2:00 p.m. – 2:30 p.m.
Succession Planning
2:30 p.m. – 2:45 p.m.
Break
2:45 p.m. – 3:30 p.m.
Trends, Scams and Schemes Impacting Seniors
3:30 p.m. – 3:45 p.m.
Break
3:45 p.m. – 4:30 p.m.
Detecting and Surveilling Scams Targeting Senior Investors
4:30 p.m.
Conference Adjourns