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2023079946001 Matthew A. Sinclair CRD 6702377 AWC gg (2024-1711585210692).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023079946001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Matthew A. Sinclair (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 6702377 Pursuant to FINRA Rule 9216, Respondent Matthew A. Sinclair submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.