Rule 730. Statement of Accounts
This rule is no longer applicable effective February 17, 2009.
Rule 728. Restricted Stock
This rule is no longer applicable effective February 17, 2009.
Rule 727. Transactions with Issuers
This rule is no longer applicable effective February 17, 2009.
No member or member organization shall accept an order for the account of any corporation which is the issuer of a stock underlying a stock option contract for the sale (writing) of a call option contract with respect to that underlying stock.
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Amendment. October 7, 1982. |
Rule 726. Delivery of Options Disclosure Document and Prospectus
This rule is no longer applicable effective February 17, 2009.
Rule 725. Confirmations
This rule is no longer applicable effective February 17, 2009.
Rule 724. Discretionary Accounts
This rule is no longer applicable effective February 17, 2009.
Rule 723. Suitability
This rule is no longer applicable effective February 17, 2009.
Rule 722. Supervision of Accounts
This rule is no longer applicable effective February 17, 2009.
Rule 721. Opening of Accounts
This rule is no longer applicable effective February 17, 2009.
Except to the extent that specific provisions relating to transacting business with the public in options contracts govern, the provisions of all other rules relating to conduct of accounts (Rules 401–413) shall be applicable, unless the context otherwise requires.
Rule 720. Registration of Options Principals
This rule is no longer applicable effective February 17, 2009.