FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Steven Douglas Schisler CRD No. 2367961, Respondent. Disciplinary Proceeding No. 2018058718601 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. From April 2009 to October 2020, Steven D. Schisler committed nine separate

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019063767301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: CF Secured, LLC (Respondent) Member Firm CRD No. 285841 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent CF Secured, LLC submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.