Dynamic Reporting Use Case Exploration
This webinar will provide a walkthrough of Dynamic Reporting use cases such as: tracking FinPro attestations, individuals’ upcoming CE windows, and exam test locations.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This webinar will provide a walkthrough of Dynamic Reporting use cases such as: tracking FinPro attestations, individuals’ upcoming CE windows, and exam test locations.
Rule Filing Status: Approved
Rule change to adopt FINRA Rule 3241 (Registered Person Being Named a Customer’s Beneficiary or Holding a Position of Trust for a Customer).