FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019064639701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Gerald Roger Dewes, Respondent Former General Securities Representative and General Securities Principal CRD No. 2465538 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Gerald Roger Dewes submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.