FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. CHARLES WILLIAM WODRICH (CRD No. 2715728), Respondent. Disciplinary Proceeding No. 2022075322601 Hearing Officer–CC DEFAULT DECISION December 12, 2024 Respondent is barred from associating with any FINRA member firm in any capacity for failing to provide information and documents and failing to appear for on-the-record testimony, as requested in connection with a FINRA investigation, in violation of FINRA Rules 8210 and 2010.

Between January 2023 and May 2023, Muccigrosso improperly used firm funds by submitting $3,072.62 in meal expenses, pertaining to 88 meals, even though they did not comply with firm policy. Therefore, Muccigrosso violated FINRA Rule 2010 and is suspended for six months and fined $5,000.