2023078603801 Ron Ernest Filoramo CRD 3270398 AWC lp (2023-1697674807689).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2023078603801
TO: Department of Enforcement
Financial Industry Regulatory Authority (FlNRA)
RE: Ron Ernest Filoramo (Respondent)
Fonner General Securities Representative
CRD No. 3270398
Pursuant to FINRA Rule 9216, Respondent Ron Filoramo submits this Letter of Acceptance,
Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations described below.