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Menzer & Hill, P.A. Comment On Regulatory Notice 26-06
Re: Comment on FINRA Regulatory Notice 26-06 – Modernizing FINRA Arbitration Rules, Guidance and Process
Dear Ms. Mitchell:
I'm an attorney who regularly represents investment fraud victims in FINRA arbitration. I urge FINRA to stay true to its investor protection mission and reject the bulk of the recommendations in RN 26-06. Many of these proposals would benefit broker-dealers at the direct expense of investors — and that's not what FINRA is here to do.
Forum Selection / Customer Disputes (A(i))
13-02663(2).pdf
motion to vacate
13-02663(4).pdf
MTV Affirmed on Appeal